This filing is a non-event for traders. However, the prior NT 10-Q (Nov 2025) referencing an ongoing review of matters from an August 29, 2025 8-K remains unresolved. Monitor for the eventual Q3 2025 10-Q filing and any restatement disclosures that may emerge from that review.
Price Chart
Executive Summary
ALT5 Sigma Corp filed a 10-K/A solely to add its Compensation Recoupment (Clawback) Policy as Exhibit 97.1, a routine Nasdaq listing requirement. No financial statements were restated, no other sections were amended, and no material financial data was changed. This is a purely administrative filing with no impact on the company's financial position or operations.
Key Facts
- Filing is Amendment No. 1 to the 10-K for fiscal year ended December 27, 2025
- Only change is the addition of Exhibit 97.1 (Compensation Recoupment/Clawback Policy)
- No restatements, no changes to financial statements, no changes to any other disclosure
- Clawback policy is standard Nasdaq-mandated language effective October 9, 2023
- Prior NT 10-Q (filed Nov 12, 2025) flagged delayed Q3 2025 filing due to ongoing review of matters disclosed in an August 29, 2025 8-K
Financial Impact
No financial impact — this is a purely administrative filing of a required policy exhibit.
Risk Factors
- The delayed Q3 2025 10-Q filing (referenced in the NT 10-Q) has not yet been filed, suggesting unresolved accounting or control issues
- The August 29, 2025 8-K referenced in the NT 10-Q may contain material adverse information not yet fully disclosed
Market Snapshot
Investment Themes
Documents Analyzed
This report is based on 5 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 10-K/A Filing (Primary) | 0001493152-26-019225 |
| Exhibit: ex97-1.htm | 0001493152-26-019225 |
| Document: 0001493152-26-019225-index-headers.html | 0001493152-26-019225 |
| Document: 0001493152-26-019225-index.html | 0001493152-26-019225 |
| Document: 0001493152-26-019225.txt | 0001493152-26-019225 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Apr 28, 2026 26w ago | 10-K/A | $0.8600 $0.7800 | ▼ −9.30% | ▼ −14.76% | — |
Apr 24, 2026 26w ago | 8-K | $0.8500 $0.8900 | ▲ +4.71% | ▼ −0.25% | — |
Apr 24, 2026 26w ago | 8-K | $0.8500 $0.8900 | ▲ +4.71% | ▼ −0.25% | — |
Mar 5, 2026 33w ago | 8-K | $1.38 $1.16 | ▼ −15.94% | ▼ −13.90% | — |
US Market Status
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