No trading signal. Investors should monitor future insider transactions and whether performance thresholds for PRSUs are on track, but this filing is administrative and expected for a new executive.
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Executive Summary
Nancy Ann Curtin, Interim CEO of AlTi Global, filed an initial Form 3 disclosing ownership of multiple tranches of restricted stock units (RSUs) and performance-based RSUs (PRSUs) totaling approximately 441,381 shares of Class A Common Stock, with vesting schedules beginning 2025–2027. This is a routine initial filing for a newly appointed officer and does not reflect new equity grants.
Key Facts
- Nancy Ann Curtin filed Form 3 as Interim CEO, disclosing initial beneficial ownership.
- Total disclosed: 149,921.11 RSUs, 9,491.525 PRSUs, and additional tranches of RSUs totaling 331,968.35 shares.
- RSUs vest in three equal annual installments starting 2025–2027.
- PRSUs are tied to total shareholder return performance metrics, with potential to vest up to 200% of target (max 193,161.98 shares over three years).
- No new equity award announced; this is a required disclosure of existing holdings.
Financial Impact
No immediate financial impact. Disclosure reflects pre-existing equity ownership with staggered vesting. Potential future dilution of ~441,381 shares over 3 years, subject to performance conditions.
Risk Factors
- Potential dilution from vesting RSUs and PRSUs over the next three years.
- Performance-based vesting tied to shareholder return may incentivize short-term stock price focus.
Market Snapshot
Investment Themes
Documents Analyzed
This report is based on 3 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 3 Filing (Primary) | 0001140361-26-014069 |
| Document: 0001140361-26-014069-index.html | 0001140361-26-014069 |
| Document: 0001140361-26-014069.txt | 0001140361-26-014069 |
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Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 20, 2026 7d ago | 8-K | $2.67 | awaiting T+20 | — | $2.53 (−5.43%) |
Aug 10, 2026 11w ago | 8-K | $4.07 $3.24 | ▲ +20.39% | ▲ +19.33% | $2.53 (+37.96%) |
Jul 13, 2026 15w ago | EFFECT | $3.44 $4.30 | ▲ +25.00% | ▲ +21.82% | $2.53 (−26.60%) |
Jun 30, 2026 17w ago | S-3 | $3.61 $3.63 | ▲ +0.55% | ▲ +1.58% | $2.53 (−30.06%) |
May 29, 2026 21w ago | DEFA14A | $3.23 $3.61 | ▲ +11.76% | ▲ +13.06% | $2.53 (−21.83%) |
May 11, 2026 24w ago | 8-K | $3.45 $2.81 | ▼ −18.55% | ▼ −16.82% | $2.53 (−26.81%) |
Apr 30, 2026 25w ago | DEFA14A | $3.60 $3.23 | ▼ −10.28% | ▼ −15.54% | $2.53 (−29.86%) |
Apr 9, 2026 28w ago | 3 | $3.85 $3.82 | ▼ −0.78% | ▼ −9.31% | $2.53 (−34.42%) |
Mar 31, 2026 30w ago | 8-K | $3.62 $3.54 | ▼ −2.21% | ▼ −11.63% | $2.53 (−30.25%) |
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