This is a routine resale registration with no capital raise for the company. Monitor for any subsequent prospectus supplements that could indicate actual selling by the holders, which would create modest overhang. The filing does not change the company's fundamental outlook.
Price Chart
Executive Summary
AlTi Global filed an S-3 shelf registration to register the resale of up to 3,053,263 shares of Class A common stock by two selling securityholders (former employees of an acquired entity). The company will not receive any proceeds. This is a routine registration of existing shares to satisfy contractual registration rights, not a new capital raise. The filing itself has no material financial impact on the company.
Key Facts
- S-3 filed June 30, 2026 to register 3,053,263 shares of Class A common stock for resale by selling securityholders
- Shares were originally issued as stock consideration in the April 2023 acquisition of AL Wealth Management
- Company will receive no proceeds from any sales by selling securityholders
- Selling securityholders are two individuals: Hui May Yan Anthonia (1,557,164 shares offered) and Leonardo Drago (1,496,099 shares offered)
- Shares represent approximately 2.8% of the 110,744,073.25 shares outstanding as of June 18, 2026
- Registration fee calculated based on $3.17 per share (average of high/low on June 24, 2026), totaling $9,678,843.71 aggregate offering price
Financial Impact
No proceeds to the company; potential overhang of ~2.8% of shares outstanding being registered for resale by two holders
Risk Factors
- Potential overhang if selling securityholders execute large block sales
- No new capital raised for the company
Market Snapshot
Investment Themes
Documents Analyzed
This report is based on 7 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| S-3 Filing (Primary) | 0001140361-26-026861 |
| Document: ny20076963x1_ex107.htm | 0001140361-26-026861 |
| Document: ny20076963x1_ex5-1.htm | 0001140361-26-026861 |
| Document: ny20076963x1_ex23-1.htm | 0001140361-26-026861 |
| Document: 0001140361-26-026861-index-headers.html | 0001140361-26-026861 |
| Document: 0001140361-26-026861-index.html | 0001140361-26-026861 |
| Document: 0001140361-26-026861.txt | 0001140361-26-026861 |
Track record builds as more directional reports settle.
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 20, 2026 6d ago | 8-K | $2.67 | awaiting T+20 | — | $2.52 (−5.62%) |
Aug 10, 2026 11w ago | 8-K | $4.07 $3.24 | ▲ +20.39% | ▲ +19.33% | $2.52 (+38.08%) |
Jul 13, 2026 15w ago | EFFECT | $3.44 $4.30 | ▲ +25.00% | ▲ +21.82% | $2.52 (−26.74%) |
Jun 30, 2026 16w ago | S-3 | $3.61 $3.63 | ▲ +0.55% | ▲ +1.58% | $2.52 (−30.19%) |
May 29, 2026 21w ago | DEFA14A | $3.23 $3.61 | ▲ +11.76% | ▲ +13.06% | $2.52 (−21.98%) |
May 11, 2026 24w ago | 8-K | $3.45 $2.81 | ▼ −18.55% | ▼ −16.82% | $2.52 (−26.96%) |
Apr 30, 2026 25w ago | DEFA14A | $3.60 $3.23 | ▼ −10.28% | ▼ −15.54% | $2.52 (−30.00%) |
Apr 9, 2026 28w ago | 3 | $3.85 $3.82 | ▼ −0.78% | ▼ −9.31% | $2.52 (−34.55%) |
Mar 31, 2026 29w ago | 8-K | $3.62 $3.54 | ▼ −2.21% | ▼ −11.63% | $2.52 (−30.39%) |
US Market Status
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