This is a routine initial ownership filing for a new officer. No trading signal or material event. Monitor future Form 4 filings for insider transactions that may provide insight into management's view of the company's prospects.
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Executive Summary
James William Ferguson III filed a Form 3 initial statement of beneficial ownership with the SEC, designating himself as Chief Executive Officer of Applied Aerospace & Defense, Inc. (AADX). The filing is a routine Section 16 compliance requirement for a new officer and includes a power of attorney authorizing others to file future ownership reports. No securities ownership amounts or transactions were disclosed in the filing.
Key Facts
- Form 3 filed by James William Ferguson III as the initial statement of beneficial ownership.
- Ferguson is designated as Chief Executive Officer of Applied Aerospace & Defense, Inc.
- The filing includes a power of attorney authorizing Joseph Maisto, Jeffrey McRae, and Matthew Brush to file future Section 16 reports.
- No securities ownership or transaction amounts were reported in the filing.
Financial Impact
No financial impact — the filing contains no ownership amounts, transactions, or financial data.
Risk Factors
- No material risks identified from this filing.
Market Snapshot
Investment Themes
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 3 Filing (Primary) | 0001193125-26-255923 |
| Document: 0001193125-26-255923-index-headers.html | 0001193125-26-255923 |
| Document: 0001193125-26-255923-index.html | 0001193125-26-255923 |
| Document: 0001193125-26-255923.txt | 0001193125-26-255923 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Aug 14, 2026 10w ago | Institutional Cluster | $18.12 $12.22 | ▼ −32.56% | ▼ −30.58% | $10.42 (−42.49%) |
Aug 12, 2026 10w ago | 8-K | $19.11 $11.54 | ▼ −39.61% | ▼ −37.72% | $10.42 (−45.47%) |
Aug 10, 2026 11w ago | 8-K | $21.52 $12.39 | ▼ −42.43% | ▼ −41.51% | $10.42 (−51.58%) |
Jun 29, 2026 17w ago | ANALYST-UPGRADE | $20.73 $18.01 | ▼ −13.12% | ▼ −12.84% | $10.42 (−49.73%) |
Jun 4, 2026 20w ago | Insider Cluster | $17.54 $23.08 | ▲ +31.58% | ▲ +29.72% | $10.42 (−40.59%) |
Jun 4, 2026 20w ago | 8-K | $17.54 $23.08 | ▼ −31.58% | ▼ −29.72% | $10.42 (+40.59%) |
Jun 4, 2026 20w ago | 424B4 | $18.60 $23.06 | ▲ +23.98% | ▲ +25.35% | $10.42 (−43.98%) |
Jun 3, 2026 20w ago | 3 | $18.60 $23.06 | ▲ +23.98% | ▲ +25.35% | $10.42 (−43.98%) |
Jun 3, 2026 20w ago | 3 | $18.60 $23.06 | ▲ +23.98% | ▲ +25.35% | $10.42 (−43.98%) |
Jun 3, 2026 20w ago | 3 | $18.60 $23.06 | ▲ +23.98% | ▲ +25.35% | $10.42 (−43.98%) |
US Market Status
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