SWZ
Total Return Securities FundPrice
Daily candles with volume. Pins mark insider trades, rating changes, 13F stakes, reports, catalysts and short-interest jumps.
- R Mar 5 Total Return Securities Fund CEO Andrew Dakos purchased 5,024 shares…
- B Apr 16 to Apr 24 3 days of insider buys: $74.4K by 2 insiders, avg $6.06
- B May 18 to May 29 6 days of insider buys: $125.4K by 2 insiders, avg $5.97
- B Jun 15 to Jun 18 4 days of insider buys: $24.7K by 1 insider, avg $5.94
- B Jun 26 to Jul 6 4 days of insider buys: $89.3K by 3 insiders, avg $5.93
- B Jul 20 to Jul 23 4 days of insider buys: $23.6K by 1 insider, avg $5.89
- B Aug 21 to Aug 31 3 days of insider buys: $36.1K by 2 insiders, avg $5.95
- B Sep 25 to Sep 28 2 days of insider buys: $127.3K by 2 insiders, avg $5.79
Signal stack
Where each data set points today.
- InsidersBULLISH
4 insiders bought $939.3K at an average $5.94. No open-market sales.
- InstitutionsMIXED
Q2 2026: 1 added (0 new), 1 trimmed or exited.
- Short sellersCOVERING
Short interest −22.9% to 13.4K shares. 1.0 days to cover.
- TrendDOWNTREND
1% below its 50-day average.
Who's buying
13F· Q2 2026| Fund | Move | Value |
|---|---|---|
| OSAIC HOLDINGS, INC. | ADD | $207.9K |
| UBS Group AG | NEAR_EXIT | $68.9K |
| Allspring Global Investments Holdings, LLC | TRIM | $3.9M |
| GARDNER RUSSO & QUINN LLC | TRIM | $579.2K |
| UBS Group AG | DOUBLED | $280.5K |
| OSAIC HOLDINGS, INC. | ADD | $138.4K |
| WELLS FARGO & COMPANY/MN | ADD | $103.4K |
| JPMORGAN CHASE & CO | TRIM | $10.2K |
Quarterly 13F filings are due 45 days after each quarter ends.
Insider ledger
Form 4| Date | Insider | Type | Value |
|---|---|---|---|
| Oct 8, 2026 | GOLDSTEIN PHILLIP Secretary | BUY | $28.6K |
| Oct 1, 2026 | GOLDSTEIN PHILLIP Secretary | SMALL ACQ. | $85.65 |
| Sep 28, 2026 | Dakos Andrew President and CEO | BUY | $51.9K |
| Sep 28, 2026 | Dakos Andrew President and CEO | BUY | $5.8K |
| Sep 28, 2026 | SELL MORITZ A Director | BUY | $11.5K |
| Sep 25, 2026 | Dakos Andrew President and CEO | BUY | $13.7K |
| Sep 25, 2026 | Dakos Andrew President and CEO | BUY | $44.4K |
| Aug 31, 2026 | SELL MORITZ A Director | BUY | $17.9K |
Short side
FINRA· Sep 30, 2026SecBot reports
8 filings · 6 bullish · 0 bearish · 2 neutral- NEUTRAL CLUSTERApr 17, 2026
Two SWZ insiders, including the President/CEO, purchased a total of $24K in open-market shares…
The buying pattern is consistent with recent insider accumulation, but the dollar size is too small to indicate a material catalyst. Monitor upcoming fund NAV updates or distribution announcements…
- BULLISH CLUSTERMar 18, 2026
Total Return Securities Fund CEO Andrew Dakos purchased 5,000 shares in the open market for…
The CEO's open-market purchase, combined with sustained insider buying, suggests confidence in the company's prospects. Traders may view this as a positive signal ahead of potential catalysts.
- NEUTRAL CLUSTERMar 12, 2026
Phillip Goldstein, Secretary of Total Return Securities Fund, purchased 10,000 shares in the open…
Monitor for additional insider purchases or a potential Form 13F filing that may signal institutional accumulation. Consider whether this buying reflects confidence ahead of a distribution increase…
- BULLISH CLUSTERMar 5, 2026
Total Return Securities Fund CEO Andrew Dakos purchased 5,024 shares in open-market transactions…
CEO's direct, open-market purchases add credibility to the broader insider buying trend. Traders should view this as a positive signal, especially if accompanied by stable or improving fund…
All SWZ filing & press-release reports (8)
- CLUSTER reportApr 17, 2026
- CLUSTER reportMar 18, 2026
- CLUSTER reportMar 12, 2026
- CLUSTER reportMar 5, 2026
- CLUSTER reportMar 3, 2026
- CLUSTER reportFeb 23, 2026
- CLUSTER reportFeb 23, 2026
- CLUSTER reportFeb 23, 2026