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SC 13D Beneficial Ownership
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| Ticker | Type | Sentiment | Impact | Summary | Date |
|---|---|---|---|---|---|
| IHD | SC 13D/A | neutral | 4/10 | Saba Capital reports that its entire stake in Voya Emerging Markets High Dividend Equity Fund (IHD) was liquidated on Oc | Oct 20, 2026 |
| PSEC | SC 13D/A | neutral | 3/10 | John F. Barry III, CEO of Prospect Capital, filed an amended Schedule 13D disclosing he and his foundation now beneficia | Oct 20, 2026 |
| RGR | SC 13D/A | bullish | 7/10 | Beretta Holding S.A. filed Amendment No. 8 to its Schedule 13D, reporting the final results of its tender offer for Stur | Oct 20, 2026 |
| TEGO | SC 13D | neutral | 5/10 | Irodakhon Abduvakhitova filed a Schedule 13D disclosing beneficial ownership of 58,591,499 shares of TEG Overseas, Inc. | Oct 20, 2026 |
| AXIL | SC 13D/A | neutral | 3/10 | Jeff Toghraie and Intrepid Global Advisors filed Amendment No. 9 to their Schedule 13D, reporting that the voting agreem | Oct 20, 2026 |
| PHUN | SC 13D/A | bullish | 6/10 | Goldenwise Capital Group increased its beneficial ownership in Phunware to 1,882,869 shares (9.1% of outstanding common | Oct 20, 2026 |
| N/A | SC 13D/A | bullish | 6/10 | Brown Brothers Harriman & Co. and its affiliate Credit Partners filed an amended Schedule 13D, reporting continued open- | Oct 20, 2026 |
| N/A | SC 13D/A | neutral | 4/10 | RBC Rochdale, LLC, the investment adviser to City National Rochdale Select Strategies Fund, filed an amended Schedule 13 | Oct 20, 2026 |
| N/A | SC 13D/A | neutral | 4/10 | RBC Rochdale, LLC filed an amendment to its Schedule 13D for City National Rochdale Strategic Credit Fund, disclosing a | Oct 20, 2026 |
| MEGI | SC 13D/A | bearish | 5/10 | Saba Capital Management filed Amendment No. 10 to its Schedule 13D, reporting a 4.92% stake (2,560,256 common shares) in | Oct 20, 2026 |
| BZH | SC 13D/A | neutral | 2/10 | Allan P. Merrill filed this Amendment No. 1 to Schedule 13D to report that, following the completion of Beazer Homes USA | Oct 20, 2026 |
| INV | SC 13D/A | bearish | 6/10 | Ascent Capital Partners LLC filed an amended Schedule 13D on October 20, 2026, disclosing a 10.72% beneficial ownership | Oct 20, 2026 |
| RNTZ | SC 13D | neutral | 5/10 | Phillip Oldridge filed a Schedule 13D disclosing a 9.02% stake in Rantizo (RNTZ), acquired via a pro-rata distribution o | Oct 19, 2026 |
| CABO | SC 13D/A | bearish | 6/10 | Donald E. Graham filed an amended Schedule 13D disclosing that as of October 19, 2026, he beneficially owned 282,882 sha | Oct 19, 2026 |
| INV | SC 13D/A | bearish | 6/10 | Ascent Capital Partners filed an amended Schedule 13D on October 19, 2026, disclosing a beneficial ownership of 9,310,92 | Oct 19, 2026 |
| SNES | SC 13D/A | bullish | 6/10 | Glenbrook Capital Management filed an amended Schedule 13D disclosing ownership of 2,063,098 shares (38.04% of outstandi | Oct 19, 2026 |
| DIBS | SC 13D/A | bullish | 5/10 | The Catsimatidis group (Red Apple Group, United Acquisition, United Refining, John A. Catsimatidis Jr., and John A. Cats | Oct 19, 2026 |
| KARX | SC 13D/A | neutral | 3/10 | Morsevo Trade, Inc. filed Amendment No. 4 to its Schedule 13D on Karbon-X Corp., reporting beneficial ownership of 7,243 | Oct 19, 2026 |
| NVGS | SC 13D/A | bearish | 6/10 | BW Group Ltd filed Amendment No. 9 to its Schedule 13D, disclosing that its beneficial ownership in Navigator Holdings L | Oct 19, 2026 |
| DCTH | SC 13D/A | neutral | 4/10 | Rosalind Advisors and affiliates filed an amended Schedule 13D for Delcath Systems, reporting aggregate beneficial owner | Oct 19, 2026 |
| N/A | SC 13D/A | neutral | 2/10 | Lincoln Financial Investments Corp and affiliates filed Amendment No. 4 to their Schedule 13D, reporting a slight increa | Oct 19, 2026 |
| JXG | SC 13D/A | neutral | 4/10 | Li Huidan filed Amendment No. 1 to Schedule 13D, reporting a beneficial ownership of 935,807 shares of JX Luxventure Gro | Oct 19, 2026 |
| JXG | SC 13D/A | neutral | 4/10 | Sun Lei filed Amendment No. 8 to Schedule 13D, reporting a new grant of 1,000,000 shares of common stock from the issuer | Oct 19, 2026 |
| BAFN | SC 13D/A | neutral | 4/10 | Kenneth R. Lehman filed an amendment to his Schedule 13D correcting an overstatement of his prior holdings by 72,000 sha | Oct 19, 2026 |
| FBYD | SC 13D/A | bearish | 5/10 | Infinite Acquisitions Partners LLC filed Amendment No. 9 to its Schedule 13D, reporting a reduction in beneficial owners | Oct 19, 2026 |
| HTH | SC 13D/A | bearish | 6/10 | Gerald J. Ford filed Amendment No. 23 to his Schedule 13D, maintaining a 27.3% stake in Hilltop Holdings Inc. The amendm | Oct 16, 2026 |
| ALXO | SC 13D/A | neutral | 4/10 | venBio Global Strategic Fund, L.P. filed Amendment No. 2 to its Schedule 13D on ALX Oncology Holdings Inc., reporting an | Oct 16, 2026 |
| CCO | SC 13D/A | neutral | 4/10 | Pacific Investment Management Co LLC (PIMCO) filed Amendment No. 6 to its Schedule 13D, reporting that on October 14, 20 | Oct 16, 2026 |
| LODE | SC 13D/A | bearish | 6/10 | MAK Capital Fund LP filed Amendment No. 2 to its Schedule 13D, reporting a reduction in its beneficial ownership of Coms | Oct 16, 2026 |
| LHAI | SC 13D | neutral | 4/10 | Insider group (CEO Qin Zhen, CFO Li Na, and their jointly controlled US Innovation Foundation) filed a Schedule 13D disc | Oct 16, 2026 |