Expect WALD to be delisted from its current exchange and trade OTC with minimal liquidity. Existing holders face reduced information flow and exit options; monitor for any subsequent going-private transaction or tender offer.
Price Chart
Executive Summary
Waldencast plc filed a Form 15-12G to terminate its SEC registration under Section 12(g) and suspend reporting obligations, effective October 15, 2026. The company has only 132 holders of record of Class A ordinary shares and 15 warrant holders, falling below the threshold requiring continued SEC reporting. This 'going dark' move eliminates public transparency and liquidity for existing shareholders, who will likely see the stock move to OTC markets.
Key Facts
- Filed Form 15-12G to terminate registration under Section 12(g) and suspend reporting under Sections 13 and 15(d).
- Effective date: October 15, 2026.
- Only 132 holders of record of Class A ordinary shares and 15 holders of redeemable warrants.
- No acquisition or going-private transaction mentioned; deregistration appears voluntary based on low shareholder count.
- Securities will no longer be registered with the SEC, likely moving to OTC markets with reduced transparency.
Financial Impact
Loss of SEC reporting transparency and likely delisting from any national exchange; no dollar amounts provided in filing.
Risk Factors
- Loss of SEC oversight increases information asymmetry and risk of adverse price moves.
- Low liquidity on OTC markets may make it difficult to exit positions without significant discount.
- No public filings going forward, making fundamental analysis impossible.
Investment Themes
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 15-12G Filing (Primary) | 0001840199-26-000126 |
| Document: 0001840199-26-000126-index-headers.html | 0001840199-26-000126 |
| Document: 0001840199-26-000126-index.html | 0001840199-26-000126 |
| Document: 0001840199-26-000126.txt | 0001840199-26-000126 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 15, 2026 11d ago | Press Release | $0.7500 | awaiting T+5 | — | — |
Oct 15, 2026 11d ago | 6-K | $0.7500 | awaiting T+5 | — | — |
Oct 15, 2026 11d ago | 15-12G | $0.7500 | awaiting T+5 | — | — |
Oct 14, 2026 12d ago | EFFECT | $0.8100 | awaiting T+5 | — | — |
Oct 14, 2026 12d ago | EFFECT | $0.8100 | awaiting T+5 | — | — |
Oct 14, 2026 12d ago | EFFECT | $0.8100 | awaiting T+5 | — | — |
Sep 28, 2026 28d ago | Press Release | $0.9277 $0.8794 | ▲ +5.21% | ▲ +7.15% | — |
Sep 24, 2026 4w ago | 6-K | $1.03 $0.8794 | ▲ +14.62% | ▲ +14.40% | — |
Sep 24, 2026 4w ago | Press Release | $1.03 $0.8794 | ▲ +14.62% | ▲ +14.40% | — |
Sep 14, 2026 6w ago | Press Release | $1.18 $1.10 | ▲ +6.78% | ▲ +6.89% | — |
US Market Status
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