This is a standard initial ownership report for a new officer. No trading signal — monitor future Form 4 filings for any open-market purchases or sales by Klimas that could indicate insider conviction.
Price Chart
Executive Summary
Peter J. Klimas filed a Form 3 initial statement of beneficial ownership, disclosing stock options to acquire 33,296 common shares at $0.072 per share, with varying vesting schedules. He also filed a power of attorney authorizing others to make Section 16 filings on his behalf. This is a routine administrative filing for a new officer (Chief Technology Officer) and has no material impact on the company's operations or stock price.
Key Facts
- Peter J. Klimas filed Form 3 as Chief Technology Officer of NorthStar Earth & Space Enterprises, Inc.
- Klimas holds 5 stock option grants totaling 33,296 common shares, all with an exercise price of $0.072 per share.
- Options expire on various dates from 2028 to 2035; some are fully vested, others vest in installments through 2030.
- A power of attorney was filed authorizing Thomas R. Martin, Adam Namoury, Elizabeth Ferrie, and Erica Navarro to make Section 16 filings on Klimas's behalf.
Financial Impact
No financial impact; the filing discloses only option holdings with a nominal exercise price of $0.072 per share.
Risk Factors
- None from this filing; the options are deeply in-the-money at current prices, but no immediate risk.
Investment Themes
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 3 Filing (Primary) | 0001213900-26-108517 |
| Document: 0001213900-26-108517-index-headers.html | 0001213900-26-108517 |
| Document: 0001213900-26-108517-index.html | 0001213900-26-108517 |
| Document: 0001213900-26-108517.txt | 0001213900-26-108517 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 9, 2026 16d ago | 3 | — | awaiting T+20 | — | — |
Oct 9, 2026 16d ago | 3 | — | awaiting T+20 | — | — |
Oct 9, 2026 16d ago | 3 | — | awaiting T+20 | — | — |
Oct 9, 2026 16d ago | 3 | — | awaiting T+20 | — | — |
Oct 9, 2026 16d ago | 3 | — | awaiting T+20 | — | — |
Oct 9, 2026 16d ago | 3 | — | awaiting T+20 | — | — |
Oct 9, 2026 16d ago | 3 | — | awaiting T+20 | — | — |
Oct 9, 2026 16d ago | 3 | — | awaiting T+20 | — | — |
Oct 9, 2026 16d ago | 3 | — | awaiting T+20 | — | — |
Oct 9, 2026 16d ago | 3 | — | awaiting T+20 | — | — |
US Market Status
Subscribe to SecBot
Get Real-Time SEC Filing Intelligence
Comprehensive SEC filing analysis delivered the moment filings hit EDGAR. Sentiment scoring, impact analysis, and actionable insights for every material event.
Create a free account Live analysis, Telegram alerts, watchlists and the MCP server for subscribers