This is a standard initial ownership filing with no trading activity. Monitor future Form 4 filings for any open-market purchases or sales by Bain, which would provide signals on insider conviction. The large option position at a low strike price ($0.072) suggests significant potential dilution if exercised, but no immediate catalyst.
Price Chart
Executive Summary
Stewart Alexander Bain, CEO and Director of NorthStar Earth & Space Enterprises, Inc., filed an initial Statement of Beneficial Ownership (Form 3) disclosing 150,842 common shares held indirectly through S.A. Bain Enterprises Limited, plus exercisable and unvested stock options for 132,588 common shares at an exercise price of $0.072 per share. This is a routine initial ownership filing required upon becoming an insider and contains no trading activity or material new information.
Key Facts
- Filing type: Form 3 (initial statement of beneficial ownership)
- Reporting person: Stewart Alexander Bain, CEO and Director
- Directly held common shares: 150,842 (held indirectly via S.A. Bain Enterprises Limited)
- Stock options (right to buy): 132,588 total shares at $0.072 exercise price
- Option expiration dates range from 2028 to 2035, with varying vesting schedules
- No open-market purchases or sales reported; no change in economic exposure
- Power of Attorney filed concurrently authorizing Thomas R. Martin, Adam Namoury, Elizabeth Ferrie, and Erica Navarro to file Section 16 reports
Financial Impact
No financial impact — routine insider ownership disclosure with no transaction activity
Risk Factors
- No material risks identified from this filing
Investment Themes
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 3 Filing (Primary) | 0001213900-26-108520 |
| Document: 0001213900-26-108520-index-headers.html | 0001213900-26-108520 |
| Document: 0001213900-26-108520-index.html | 0001213900-26-108520 |
| Document: 0001213900-26-108520.txt | 0001213900-26-108520 |
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Oct 9, 2026 18d ago | 3 | — | awaiting T+20 | — | — |
US Market Status
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