Monitor the next quarterly earnings for any future dilution from warrant exercise or any subsequent 8-K that updates the Securities Purchase Agreement's terms.
Price Chart
Executive Summary
UWM Holdings registered for resale by selling stockholders (Oaktree Capital Management, SFS Holding Corp., Mat Ishbia, and SFS Group Capital) of up to 1.5M Series A-1 Preferred shares, 165M Class A Warrants ($6.00 strike), 165M Class B Warrants ($2.00 strike), and 330M Class A Common shares issuable upon warrant exercise. This is a routine procedural filing to register existing securities for resale — no new capital raised for the company. No financial impact or operational news.
Key Facts
- Registered for resale up to 1,500,000 Series A-1 Preferred Stock, 165,000,000 Class A Warrants ($6.00 strike), 165,000,000 Class B Warrants ($2.00 strike), and 330,000,000 Class A Common Stock issuable upon warrant exercise.
- Securities were issued pursuant to the Securities Purchase Agreement dated August 5, 2026 with Oaktree Capital Management, SFS Holding Corp., Mat Ishbia, and SFS Group Capital.
- Filing adds legal opinion of Greenberg Traurig, P.A. as Exhibit 5.1 to the registration statement on Form S-3ASR (File No. 333-297986).
- No new capital raised for the company — this is a resale registration by existing selling stockholders.
Financial Impact
No new capital raised for the company — registration for resale by existing selling stockholders.
Risk Factors
- Potential future dilution if warrants are exercised (330M shares issuable).
- No new capital raised for the company — no immediate financial impact.
Investment Themes
Documents Analyzed
This report is based on 5 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 8-K Filing (Primary) | 0001628280-26-064304 |
| Exhibit: exhibit51-8xk.htm | 0001628280-26-064304 |
| Document: 0001628280-26-064304-index-headers.html | 0001628280-26-064304 |
| Document: 0001628280-26-064304-index.html | 0001628280-26-064304 |
| Document: 0001628280-26-064304.txt | 0001628280-26-064304 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 23, 2026 3d ago | 8-K | $1.18 | awaiting T+1 | — | $1.45 (+22.88%) |
Oct 5, 2026 20d ago | 8-K | $1.20 $1.13 | ▲ +5.83% | ▲ +5.59% | $1.45 (−20.83%) |
Oct 1, 2026 24d ago | 8-K | $1.26 $1.29 | ▲ +2.38% | ▲ +1.71% | $1.45 (+15.08%) |
Sep 29, 2026 26d ago | SC 13G | $1.24 $1.18 | ▼ −4.84% | ▼ −4.63% | $1.45 (+16.94%) |
Aug 9, 2026 11w ago | Institutional Cluster | $1.41 $1.53 | ▲ +8.51% | ▲ +8.83% | $1.45 (+2.84%) |
Aug 5, 2026 11w ago | S-3ASR | $1.84 $1.20 | ▼ −34.78% | ▼ −34.62% | $1.45 (−21.20%) |
Jun 15, 2026 18w ago | DFAN14A | $2.35 $2.43 | ▲ +3.40% | ▲ +4.00% | $1.45 (−38.30%) |
Jun 11, 2026 19w ago | Institutional Cluster | $2.39 $2.38 | ▼ −0.42% | ▼ −0.96% | $1.45 (−39.33%) |
Jun 11, 2026 19w ago | Institutional Cluster | $2.39 $2.38 | ▼ −0.42% | ▼ −0.96% | $1.45 (−39.33%) |
May 28, 2026 21w ago | DFAN14A | $3.14 $3.06 | ▼ −2.55% | ▼ −2.79% | $1.45 (−53.82%) |
US Market Status
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