Monitor UPLD's stock price closely for signs of recovery toward $1.00; watch for announcements regarding plans to regain compliance, such as a reverse stock split. Delisting would severely limit institutional ownership and liquidity.
Price Chart
Executive Summary
Upland Software (UPLD) received a Nasdaq deficiency notice for failing to maintain a $1.00 minimum bid price for 30 consecutive business days. The company has 180 days, until October 5, 2026, to regain compliance by sustaining a $1.00 closing bid price for 10 consecutive days.
Key Facts
- Nasdaq notified Upland Software that its common stock has traded below $1.00 for 30 consecutive business days, violating Listing Rule 5450(a)(1)
- The company has 180 days, until October 5, 2026, to regain compliance by maintaining a $1.00 or higher closing bid price for 10 consecutive business days
- If compliance is not achieved, the company may qualify for a second 180-day period by transferring to Nasdaq Capital Market and meeting other listing standards
- Failure to regain compliance could result in delisting, with the option to appeal to a Nasdaq Hearings Panel
- The stock continues to trade on Nasdaq under the symbol UPLD
Financial Impact
Significant risk of delisting if bid price does not recover; potential for reverse stock split or capital raise to regain compliance
Risk Factors
- Failure to regain compliance by October 5, 2026, could lead to delisting
- Reverse stock split could dilute shareholders and signal financial distress
- Loss of Nasdaq listing would reduce liquidity and investor interest
Market Snapshot
Investment Themes
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 8-K Filing (Primary) | 0001505155-26-000015 |
| Document: 0001505155-26-000015-index-headers.html | 0001505155-26-000015 |
| Document: 0001505155-26-000015-index.html | 0001505155-26-000015 |
| Document: 0001505155-26-000015.txt | 0001505155-26-000015 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Aug 14, 2026 10w ago | 8-K | $5.35 $4.72 | ▲ +11.78% | ▲ +11.30% | $3.92 (+26.73%) |
Jul 21, 2026 14w ago | 8-K | $4.35 $4.23 | ▼ −2.76% | ▼ −1.52% | $3.92 (−9.89%) |
Jul 21, 2026 14w ago | Court Ruling | $4.35 $4.23 | ▲ +2.76% | ▲ +1.52% | $3.92 (+9.89%) |
Jun 4, 2026 20w ago | 8-K | $7.70 $7.07 | ▲ +8.18% | ▲ +5.60% | $3.92 (+49.09%) |
Apr 20, 2026 27w ago | DEFA14A | $6.59 $6.48 | ▼ −1.67% | ▼ −1.01% | $3.92 (−40.52%) |
Apr 10, 2026 28w ago | 8-K | $6.47 $5.76 | ▲ +10.97% | ▲ +11.95% | $3.92 (+39.41%) |
Feb 25, 2026 34w ago | 8-K | $0.9170 $0.8830 | ▼ −3.71% | ▼ −3.26% | $3.92 (+327.48%) |
US Market Status
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