With common stock held by a single holder and all preferred series having zero holders, the company has effectively completed a going-private transaction. Monitor for potential OTC trading or a subsequent merger/ dissolution filing. No further SEC filings are expected.
Price Chart
Executive Summary
Two Harbors Investment Corp. filed a Form 15-12G to terminate its SEC registration and suspend reporting obligations, effective October 8, 2026. This follows a NYSE delisting (Form 25-NSE filed September 28, 2026) and leaves only 1 holder of common stock and 40 holders of senior notes, indicating a completed going-private transaction or near-total ownership concentration. Existing shareholders lose SEC transparency and liquidity, with shares likely moving to OTC markets.
Key Facts
- Form 15-12G filed October 8, 2026 to terminate Section 12(g) registration and suspend reporting under Sections 13 and 15(d).
- NYSE delisting (Form 25-NSE) filed September 28, 2026, effective same day.
- Only 1 holder of common stock and 40 holders of 9.375% Senior Notes due 2030 as of certification date.
- All preferred stock series (Series A, B, C) have zero holders of record.
- Chief Financial Officer Madhur Agarwal signed the certification on behalf of the company.
Financial Impact
No financial figures provided; deregistration eliminates SEC reporting obligations and public market liquidity for common and preferred shareholders.
Risk Factors
- Complete loss of public market liquidity for any remaining minority shareholders.
- No ongoing SEC oversight or financial disclosure — increased information asymmetry.
- Potential for further corporate actions (merger, dissolution) without public transparency.
Investment Themes
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 15-12G Filing (Primary) | 0001104659-26-114620 |
| Document: 0001104659-26-114620-index-headers.html | 0001104659-26-114620 |
| Document: 0001104659-26-114620-index.html | 0001104659-26-114620 |
| Document: 0001104659-26-114620.txt | 0001104659-26-114620 |
Track record builds as more directional reports settle.
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 8, 2026 19d ago | 15-12G | — | awaiting T+20 | — | — |
Sep 28, 2026 29d ago | 25-NSE | — | awaiting T+20 | — | — |
Aug 25, 2026 9w ago | 8-K | $12.18 | awaiting T+20 | — | — |
Aug 25, 2026 9w ago | 25-NSE | $12.18 | awaiting T+20 | — | — |
Aug 3, 2026 12w ago | 8-K | $12.05 | awaiting T+20 | — | — |
Jul 28, 2026 13w ago | 8-K | $12.10 $12.18 | ▲ +0.66% | ▼ −4.36% | — |
Jun 23, 2026 18w ago | DEFA14A | $12.37 $12.10 | ▼ −2.18% | ▼ −4.12% | — |
Jun 23, 2026 18w ago | 8-K | $12.37 $12.10 | ▼ −2.18% | ▼ −4.12% | — |
Jun 15, 2026 19w ago | DEFA14A | $12.26 $12.11 | ▲ +1.22% | ▲ +1.42% | — |
Jun 15, 2026 19w ago | DEFA14A | $12.24 $12.08 | ▼ −1.31% | ▼ −0.56% | — |
US Market Status
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