The cluster is small in absolute dollar terms but unanimous in direction. Monitor upcoming earnings for operational improvement (margin recovery, organic growth) that would validate the thesis. The 45-day reporting lag means these positions may have been adjusted since quarter-end.
Executive Summary
Six asset managers accumulated $2.4M net in SWK during Q3 2026, with two funds doubling their positions. The buying is broad-based across small-to-mid-size advisors, suggesting a shared thesis on Stanley Black & Decker's turnaround or valuation. No institutional sellers were detected in this cluster.
Key Financial Metrics
Institutional Positions
Net institutional flow: $2.4M
▲ Buyers (6)
| Institution | Action | Change | Position Value | Value Δ |
|---|---|---|---|---|
| Wealth Enhancement Advisory Services | ADD | +49.4% | $6.4M | $2.0M |
| Td Waterhouse Canada | DOUBLED | +208% | $224.0K | $150.0K |
| Assetmark | DOUBLED | +163.6% | $223.0K | $133.0K |
| Concurrent Investment Advisors | ADD | +40.1% | $455.0K | $110.0K |
| Mather Group | ADD | +28.5% | $373.0K | $65.0K |
| Hb Wealth Management | ADD | +34% | $823.0K | $27.0K |
Key Facts
- 6 institutional buyers added $2.4M net to SWK positions in Q3 2026
- Two funds (Td Waterhouse Canada, Assetmark) more than doubled their holdings
- No institutional sellers in the cluster
- All buyers are asset managers, not activist or hedge funds
- Aggregate buyer holdings rose from $6.1M to $8.5M
Financial Impact
Net institutional accumulation of $2.4M across 6 asset managers; total disclosed holdings now $8.5M
Risk Factors
- 13F data is stale by 45+ days; positions may have been unwound
- All buyers are small-to-mid asset managers; no large hedge fund or activist presence
- Aggregate dollar amount ($2.4M) is modest relative to SWK's market cap
Investment Themes
Documents Analyzed
This report is based on 1 institutional 13F filing from SEC EDGAR.
| Document | Accession Number |
|---|---|
| INST-CLUSTER Data (Synthetic) | inst-cluster-SWK-2026-Q3 |
Track record builds as more directional reports settle.
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 23, 2026 4d ago | Institutional Cluster | $99.24 $99.37 | ▲ +0.13% | ▼ −0.58% | — |
Sep 28, 2026 29d ago | Court Ruling | $88.79 $88.59 | ▼ −0.23% | ▼ −0.02% | — |
Sep 23, 2026 4w ago | Press Release | $90.17 $91.40 | ▲ +1.36% | ▲ +0.82% | — |
Sep 4, 2026 7w ago | 8-K | $97.36 $93.81 | ▼ −3.65% | ▼ −3.10% | — |
Aug 17, 2026 10w ago | Court Ruling | $97.55 $98.94 | ▲ +1.42% | ▲ +1.21% | — |
Jun 24, 2026 17w ago | 8-K | $92.31 $91.98 | ▼ −0.36% | ▲ +0.37% | — |
Apr 20, 2026 27w ago | 8-K | $75.06 $76.24 | ▲ +1.57% | ▲ +2.23% | — |
Apr 6, 2026 29w ago | 8-K | $67.96 $67.56 | ▼ −0.59% | ▼ −0.65% | — |
Mar 6, 2026 33w ago | DEFA14A | $76.09 $75.54 | ▼ −0.72% | ▼ −1.57% | — |
US Market Status
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