The buying is small-scale and from routine advisory firms — not a signal of a catalyst or thesis change. Monitor next 13F for any larger or more concentrated moves by active managers or hedge funds.
Executive Summary
Three small asset managers added to their SUSA positions in Q3 2026, with aggregate holdings rising $2.0M to $6.3M. The buying is modest in scale and concentrated in small advisory firms, suggesting routine portfolio rebalancing rather than a strong thematic conviction signal.
Key Financial Metrics
Institutional Positions
Net institutional flow: $2.0M
▲ Buyers (3)
| Institution | Action | Change | Position Value | Value Δ |
|---|---|---|---|---|
| Hb Wealth Management | ADD | +33.8% | $4.2M | $1.1M |
| Farther Finance Advisors | ADD | +81.4% | $1.6M | $707.0K |
| Concurrent Investment Advisors | ADD | +48.3% | $598.0K | $198.0K |
Key Facts
- 3 buyers added $2.0M in net new value, bringing total tracked holdings to $6.3M
- No sellers in the cluster
- Largest buyer (Hb Wealth Management) added $1.1M, a 33.8% increase
- All three buyers are asset managers, not hedge funds or activists
- 13F data is 45+ days stale; positions may have changed since quarter-end
Financial Impact
Three asset managers accumulated $2.0M in net new SUSA shares during Q3 2026, bringing their combined holdings to $6.3M. The largest single addition was $1.1M by Hb Wealth Management.
Risk Factors
- 13F data is stale by 45+ days; the cluster may have already been unwound
- All buyers are small asset managers; their trades may reflect client inflows rather than conviction
- No sellers means the signal is one-sided and lacks a contrarian check
Documents Analyzed
This report is based on 1 institutional 13F filing from SEC EDGAR.
| Document | Accession Number |
|---|---|
| INST-CLUSTER Data (Synthetic) | inst-cluster-SUSA-2026-Q3 |
US Market Status
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