No actionable signal from these sales given the 10b5-1 plans and immaterial dollar amounts. Monitor the company's next 10-Q for any fundamental changes, but this cluster is routine.
Price Chart
Executive Summary
Two State Street insiders, including the CEO and the Chief Risk Officer, sold a combined $3.59M in open-market sales over a one-week window. Both sales were executed under 10b5-1 trading plans, which significantly reduces their informational content. The cluster follows a debt offering filed 13 days prior, but the sales are routine and immaterial relative to the company's $46.7B market cap.
Key Financial Metrics
Key Facts
- CEO Ronald O'Hanley sold 14,600 shares at $164.60 for $2.40M on 2026-10-20 under a 10b5-1 plan.
- EVP and Chief Risk Officer W. Bradford Hu sold 7,099 shares at $168.63 for $1.20M on 2026-10-26 under a 10b5-1 plan.
- Total open-market sales of $3.59M represent approximately 0.008% of STT's $46.7B market cap.
- Both sales were pre-arranged under 10b5-1 trading plans, indicating they are not discretionary reactions to recent events.
- A debt offering (424B5) was filed 13 days prior, but the 10b5-1 plans predate that filing.
Financial Impact
Total insider sales of $3.59M, or 0.008% of market cap, trivial.
Risk Factors
- Insider sales are pre-planned and not indicative of near-term concerns.
- No risk of material dilution or insider pessimism from this cluster.
Market Snapshot
Investment Themes
Documents Analyzed
This report is based on 1 SEC document filed with EDGAR.
| Document | Accession Number |
|---|---|
| CLUSTER Data (Synthetic) | cluster-STT-1793217989863 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 28, 2026 1d ago | Insider Cluster | $173.54 | awaiting T+5 | awaiting T+5 | $173.75 (+0.12%) |
Oct 28, 2026 1d ago | Institutional Cluster | $173.54 | awaiting T+5 | awaiting T+5 | $173.75 (−0.12%) |
Oct 26, 2026 3d ago | 144 | $169.94 | awaiting T+5 | awaiting T+5 | $173.75 (+2.24%) |
Oct 20, 2026 9d ago | 8-K | $168.95 $170.89 | ▲ +1.15% | ▲ +1.59% | $173.75 (+2.84%) |
Oct 15, 2026 14d ago | 424B5 | $167.60 $167.84 | ▲ +0.14% | ▲ +1.16% | $173.75 (+3.67%) |
Oct 14, 2026 15d ago | 8-K | $166.89 $168.95 | ▲ +1.23% | ▲ +0.78% | $173.75 (+4.11%) |
Oct 13, 2026 16d ago | 3 | $166.89 $168.95 | ▲ +1.23% | ▲ +0.78% | $173.75 (+4.11%) |
Sep 14, 2026 6w ago | 8-K | $188.16 $184.40 | ▼ −2.00% | ▼ −2.10% | $173.75 (−7.66%) |
Aug 5, 2026 12w ago | 424B5 | $187.05 $190.11 | ▲ +1.64% | ▲ +1.29% | $173.75 (−7.11%) |
Jul 28, 2026 13w ago | Insider Cluster | $176.04 $187.05 | ▲ +6.25% | ▲ +0.73% | $173.75 (−1.30%) |
US Market Status
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