The cluster of large open-market sales by senior insiders without a 10b5-1 plan is a bearish signal. Monitor for any upcoming earnings pre-announcement, regulatory filing, or operational update that could explain the de-risking.
Price Chart
Executive Summary
Two StoneX insiders sold a combined $5.71M in open-market sales over a 5-day window, including the Chief Governance/Legal Officer and a large insider. The sales total ~1.8% of market cap, a material cluster. No 10b5-1 plan is indicated, and the sales follow derivative exercises, suggesting a potential de-risking event or lack of confidence at current levels.
Key Financial Metrics
Key Facts
- Two insiders sold a total of $5.71M in open-market sales (codes S) between 2026-09-10 and 2026-09-14.
- Chief Governance/Legal Officer Rotsztain Diego sold $2.09M worth of shares.
- Insider Maurer Mark Lowry sold $3.62M worth of shares after exercising derivatives.
- No 10b5-1 trading plan is noted for any of the sales.
- Total sales represent approximately 1.8% of StoneX's $326M market cap.
- One non-cash gift of 500 shares by President Lyon Charles M was also filed.
Financial Impact
Insider sales of $5.71M represent ~1.8% of market cap, a significant cluster.
Risk Factors
- Insider sales may be for personal diversification or tax planning, not necessarily signaling fundamental weakness.
- StoneX is a financial services firm; insider sales could be routine around vesting schedules not disclosed in the filing.
Investment Themes
Documents Analyzed
This report is based on 1 SEC document filed with EDGAR.
| Document | Accession Number |
|---|---|
| CLUSTER Data (Synthetic) | cluster-SNEX-1789596113501 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 21, 2026 5d ago | Institutional Cluster | $57.30 $56.55 | ▼ −1.31% | ▼ −0.79% | $55.75 (−2.71%) |
Oct 15, 2026 11d ago | Insider Cluster | $57.16 $56.30 | ▲ +1.50% | ▲ +1.93% | $55.75 (+2.47%) |
Oct 14, 2026 12d ago | Insider Cluster | $59.92 $57.16 | ▲ +4.61% | ▲ +3.50% | $55.75 (+6.96%) |
Oct 13, 2026 14d ago | GOVT-CONTRACT | $59.93 $59.92 | ▼ −0.02% | ▼ −0.30% | $55.75 (−6.97%) |
Oct 13, 2026 14d ago | GOVT-CONTRACT | $59.93 $59.92 | ▼ −0.02% | ▼ −0.30% | $55.75 (−6.97%) |
Oct 9, 2026 17d ago | 3 | $60.38 $60.24 | ▼ −0.23% | ▼ −0.22% | $55.75 (−7.67%) |
Oct 2, 2026 24d ago | Press Release | $65.81 $67.43 | ▲ +2.46% | ▲ +1.79% | $55.75 (−15.29%) |
Oct 1, 2026 26d ago | Press Release | $65.40 $65.81 | ▲ +0.63% | ▼ −0.11% | $55.75 (−14.76%) |
Sep 22, 2026 5w ago | GOVT-CONTRACT | $67.78 $69.52 | ▲ +2.57% | ▲ +2.65% | $55.75 (−17.75%) |
Sep 16, 2026 5w ago | Insider Cluster | $66.13 $67.00 | ▼ −1.32% | ▼ −1.43% | $55.75 (+15.70%) |
US Market Status
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