Routine proxy with no contested items or shareholder proposals — no immediate trading catalyst. Monitor the 2026 annual meeting for any unexpected shareholder dissent on director elections or auditor ratification.
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Executive Summary
SLR Investment Corp. filed its definitive proxy statement for the 2026 Annual Meeting, scheduled for November 18, 2026. The meeting will include the election of two directors (Bruce Spohler and Steven Hochberg) and ratification of KPMG as the independent auditor. The filing is routine with no shareholder proposals, contested elections, or material governance changes, and executive officers receive no direct compensation from the company.
Key Facts
- Annual meeting to be held virtually on November 18, 2026; record date September 24, 2026 with 54,554,634 shares outstanding.
- Two director nominees: Bruce Spohler (interested director, Co-CEO/COO) and Steven Hochberg (independent director) for three-year terms expiring 2029.
- Proposal to ratify KPMG LLP as independent auditor for fiscal year 2026; total fees paid to KPMG were $1,144,800 in 2025 vs $1,082,900 in 2024.
- No executive officers receive direct compensation from the company; Co-CEOs are compensated through their ownership interest in the investment adviser SLR Capital Partners.
- Independent directors' total annual base fee is $100,000; total 2025 compensation: Steven Hochberg $127,000, David Wachter $118,500, Leonard Potter $122,000, Andrea Roberts $119,500.
- No shareholder proposals, no contested elections, no bylaw amendments, no poison pill, and no material related-party transactions beyond standard advisory/administration agreements.
- Board approved continuation of the Advisory Agreement with SLR Capital Partners approved on August 3, 2025, effective September 1, 2025.
- Thornburg Investment Management, Inc. beneficially owns 8.0% of shares (4,372,550 shares) as of the record date.
Financial Impact
No financial data or financial results disclosed in this filing; auditor fees were $1,144,800 for 2025.
Risk Factors
- No material risks identified in the filing.
- No shareholder proposals or governance concerns noted.
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| DEF 14A Filing (Primary) | 0001193125-26-416961 |
| Document: 0001193125-26-416961-index-headers.html | 0001193125-26-416961 |
| Document: 0001193125-26-416961-index.html | 0001193125-26-416961 |
| Document: 0001193125-26-416961.txt | 0001193125-26-416961 |
Track record builds as more directional reports settle.
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 7, 2026 19d ago | DEFA14A | $11.50 | awaiting T+60 | — | $11.53 (+0.25%) |
Oct 7, 2026 19d ago | DEFA14A | $11.50 | awaiting T+60 | — | $11.53 (+0.25%) |
Oct 7, 2026 19d ago | DEF 14A | $11.50 | awaiting T+60 | — | $11.53 (+0.25%) |
Jul 1, 2026 16w ago | Press Release | $12.45 $11.68 | ▼ −6.18% | ▼ −9.14% | $11.53 (−7.40%) |
Apr 8, 2026 28w ago | Press Release | $14.78 $12.36 | ▼ −16.37% | ▼ −26.83% | $11.53 (−22.00%) |
Mar 3, 2026 34w ago | Insider Cluster | $14.38 $13.14 | ▼ −8.64% | ▼ −18.96% | $11.53 (−19.84%) |
Feb 24, 2026 34w ago | 8-K | $14.70 $13.11 | ▲ +10.84% | ▲ +17.79% | $11.53 (+21.59%) |
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