Monitor the outcome of the November 18 annual meeting, particularly the director election results, given the activist context from the recent SC 13D/A filing. The Gebbia family's 40.4% control block makes a dissident victory unlikely unless significant institutional support materializes.
Price Chart
Executive Summary
Siebert Financial Corp. filed additional definitive proxy soliciting materials (DEFA14A) on October 8, 2026, in connection with its upcoming annual meeting scheduled for November 18, 2026. The filing is management's soliciting material under Rule 14a-12, and it follows a recent activist stake amendment (SC 13D/A filed August 28, 2026) and a board change (8-K filed September 25, 2026) where Gloria E. Gebbia resigned and John M. Gebbia was appointed. The annual meeting will include the election of seven directors and ratification of Crowe LLP as auditor.
Key Financial Metrics
Key Facts
- Annual Meeting scheduled for November 18, 2026, as a virtual meeting.
- Proposals include election of seven directors and ratification of Crowe LLP as auditor for fiscal 2026.
- Record date: September 21, 2026; 42,224,436 shares outstanding, with 17,050,603 shares (40.4%) beneficially owned by the Gebbia family control group.
- Gloria E. Gebbia resigned from the Board on September 22, 2026; John M. Gebbia was appointed to fill the vacancy.
- An activist SC 13D/A was filed on August 28, 2026, indicating potential proxy fight context.
- The DEFA14A is management's soliciting material under Rule 14a-12.
Financial Impact
No financial figures disclosed in this filing.
Risk Factors
- Potential proxy contest or activist campaign could disrupt management's board slate.
Investment Themes
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| DEFA14A Filing (Primary) | 0001140361-26-039145 |
| Document: 0001140361-26-039145-index-headers.html | 0001140361-26-039145 |
| Document: 0001140361-26-039145-index.html | 0001140361-26-039145 |
| Document: 0001140361-26-039145.txt | 0001140361-26-039145 |
Track record builds as more directional reports settle.
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 8, 2026 19d ago | DEFA14A | $2.26 $1.95 | ▼ −13.72% | ▼ −11.75% | $1.83 (−19.03%) |
Oct 8, 2026 19d ago | DEF 14A | $2.26 $1.95 | ▲ +13.72% | ▲ +11.75% | $1.83 (+19.03%) |
Sep 25, 2026 4w ago | 8-K | $2.20 $2.20 | · 0.00% | ▲ +0.22% | $1.83 (−16.82%) |
Aug 11, 2026 11w ago | Press Release | $1.73 $2.03 | ▲ +17.34% | ▲ +17.79% | $1.83 (+5.78%) |
Jun 29, 2026 17w ago | Press Release | $1.69 $1.69 | · 0.00% | ▼ −1.39% | $1.83 (+8.28%) |
May 15, 2026 23w ago | Press Release | $1.71 $1.72 | ▼ −0.58% | ▲ +1.03% | $1.83 (−7.02%) |
Mar 26, 2026 30w ago | Press Release | $1.95 $1.84 | ▼ −5.64% | ▼ −7.27% | $1.83 (−6.15%) |
US Market Status
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