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8-K ·Filed Jun 30, 2026

SERA

SERA PROGNOSTICS, INC.
NEUTRAL
Impact 2/10
Horizonimmediate Processed3mo ago SEC0001534969-26-000035
8-K context-dependent: Items 5.02
Actionable Insight • Neutral

This is a routine board appointment with no financial data or operational changes — no immediate trading action warranted. Monitor for future 10-Q filings to assess whether Capone's diagnostics commercialization experience translates into accelerated PreTRM test adoption or reimbursement progress.

DirectionNeutral
Confidencehigh
Horizonimmediate
Final — all horizons settled through T+60d
SERA ▲ +3.94% at T+60d
NEUTRAL call +3.94% · α vs SPY +0.98% · entry $2.03 → $2.11
Entry = T+0 close
Jun 30, 2026
via day close
T+1d
-1.48%
call -1.48% · α -1.35%
$2.00
settled 4mo ago
T+5d
-0.99%
call -0.99% · α -1.25%
$2.01
settled 4mo ago
T+20d
+0.99%
call +0.99% · α +3.17%
$2.05
settled 3mo ago
T+60d
+3.94%
call +3.94% · α +0.98%
$2.11
settled 5w ago

Price Chart

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Executive Summary

Sera Prognostics appointed Mark Capone, former CEO of Myriad Genetics, to its Board of Directors effective July 1, 2026, and adopted a new Non-Employee Director Compensation Policy. This is a routine board appointment with no material financial impact — Mr. Capone brings diagnostics commercialization experience but the filing contains no financial data, guidance, or operational changes.

Key Facts

  • Mark Capone appointed as Class II director effective July 1, 2026, with term expiring at 2029 annual meeting
  • Mr. Capone also appointed to the Compensation Committee
  • Mr. Capone is former CEO of Myriad Genetics (5 years) and has 40+ years in diagnostics/life sciences
  • Initial equity award of lesser of $167,072 grant date fair value or 150,000 option equivalents, vesting over 3 years
  • Annual subsequent equity award of lesser of $88,359 grant date fair value or 75,000 option equivalents
  • Non-Employee Director Compensation Policy adopted effective July 1, 2026, with annual cash retainer of $44,063 per director
  • No departures, no financial data, no guidance, no operational changes reported

Financial Impact

No material financial impact — routine board appointment with standard director compensation (initial equity award up to $167,072 grant date fair value, annual cash retainer $44,063)

Risk Factors

  • No financial data or guidance provided — cannot assess operational trajectory
  • Director compensation policy adds standard equity and cash costs but immaterial for a $79M market cap company

Market Snapshot

Exchange
Nasdaq
Sector
Services-Medical Laboratories
Analyst Consensus
89% bullish (9 analysts)

Investment Themes

Healthcare & Medical Devices

Documents Analyzed

This report is based on 6 SEC documents filed with EDGAR.

DocumentAccession Number
8-K Filing (Primary)0001534969-26-000035
Document: sera-ex10_1.htm0001534969-26-000035
Document: sera-ex99_1.htm0001534969-26-000035
Document: 0001534969-26-000035-index-headers.html0001534969-26-000035
Document: 0001534969-26-000035-index.html0001534969-26-000035
Document: 0001534969-26-000035.txt0001534969-26-000035
11 reports for SERA
Performance horizon

Track record builds as more directional reports settle.

Filters
Rows
Reports for SERA — sortable, filterable
TypeNow
Oct 21, 2026
5d ago
Press Release
NEUTRAL ★ 1/10
$2.04awaiting T+60—$2.04 (−0.00%)
Oct 13, 2026
13d ago
144
NEUTRAL ★ 2/10
$2.07awaiting T+60—$2.04 (−1.45%)
Aug 19, 2026
9w ago
8-K
NEUTRAL ★ 3/10
$2.10awaiting T+60—$2.04 (−2.86%)
Jun 30, 2026
16w ago
8-K
NEUTRAL ★ 2/10
$2.03 $2.11▲ +3.94%▲ +0.98%$2.04 (+0.49%)
Jun 15, 2026
19w ago
Insider Cluster
BEARISH ★ 5/10
$1.86 $2.05▼ −10.22%▼ −9.22%$2.04 (−9.68%)
Jun 8, 2026
20w ago
144
NEUTRAL ★ 2/10
$2.13 $2.01▼ −5.63%▼ −9.45%$2.04 (−4.23%)
Jun 1, 2026
21w ago
8-K
NEUTRAL ★ 2/10
$2.04 $2.09▲ +2.45%▲ +1.33%$2.04 (−0.00%)
Apr 24, 2026
26w ago
DEFA14A
NEUTRAL ★ 2/10
$2.00 $2.08▲ +4.00%▼ −0.78%$2.04 (+2.00%)
Mar 6, 2026
33w ago
Insider Cluster
NEUTRAL ★ 3/10
$1.95 $2.19▲ +12.31%▼ −0.47%$2.04 (+4.62%)
Mar 6, 2026
33w ago
Insider Cluster
NEUTRAL ★ 3/10
$1.95 $2.19▲ +12.31%▼ −0.47%$2.04 (+4.62%)
Showing 10 of 11

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Report published Jul 3, 2026