Monitor for any subsequent Form 4 filings by Thrivent that may indicate further accumulation or disposition of RIV preferred shares, which could signal a change in conviction. The initial stake is modest relative to the fund's total assets.
Price Chart
Executive Summary
Thrivent Financial for Lutherans filed a Form 3 initial statement of beneficial ownership for RiverNorth Opportunities Fund, Inc. (RIV), reporting ownership of 740,000 Mandatory Redeemable Preferred Shares, Series B. This is a routine initial ownership filing by a large institutional holder, indicating a new position in the fund's preferred shares.
Key Facts
- Thrivent Financial for Lutherans filed Form 3 as a new reporting owner of RiverNorth Opportunities Fund, Inc. (RIV).
- Thrivent reports beneficial ownership of 740,000 Mandatory Redeemable Preferred Shares, Series B.
- The filing is dated as of September 18, 2026, and was submitted on September 21, 2026.
- No other securities or derivative positions are reported.
Financial Impact
No financial impact disclosed; the filing is an initial ownership statement with no transaction or valuation details.
Risk Factors
- No material risks identified from this routine filing.
Documents Analyzed
This report is based on 3 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 3 Filing (Primary) | 0000314984-26-000044 |
| Document: 0000314984-26-000044-index.html | 0000314984-26-000044 |
| Document: 0000314984-26-000044.txt | 0000314984-26-000044 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 9, 2026 18d ago | SC 13G | $10.25 | awaiting T+20 | — | $10.25 (0.00%) |
Oct 9, 2026 18d ago | SC 13G | $10.25 | awaiting T+20 | — | $10.25 (0.00%) |
Sep 21, 2026 5w ago | SC 13G | $10.47 $9.93 | ▼ −5.17% | ▼ −4.61% | $10.25 (−2.12%) |
Sep 21, 2026 5w ago | 3 | $10.61 $9.93 | ▼ −6.41% | ▼ −5.85% | $10.25 (−3.39%) |
Sep 18, 2026 5w ago | 8-K | $10.62 $9.92 | ▼ −6.59% | ▼ −5.68% | $10.25 (−3.48%) |
Jun 17, 2026 18w ago | EFFECT | $11.54 $11.53 | ▼ −0.09% | ▼ −1.40% | $10.25 (−11.18%) |
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