Monitor next 13F filing (Q4 2026) to see if these positions were maintained or expanded, and check for any concurrent insider buying or earnings catalysts that may have driven the cluster.
Executive Summary
Six asset managers accumulated $23.0M in net new PPL Corp positions during Q3 2026, led by Assenagon Asset Management (DOUBLED, +$15.2M) and Wealth Enhancement Advisory Services (DOUBLED, +$4.4M). No tracked institutions reduced holdings. The cluster is exclusively active managers, suggesting a shared thesis on PPL's regulated utility fundamentals or capital allocation strategy, though 13F data is 45+ days stale.
Key Financial Metrics
Institutional Positions
Net institutional flow: $23.0M
▲ Buyers (6)
| Institution | Action | Change | Position Value | Value Δ |
|---|---|---|---|---|
| Assenagon Asset Management | DOUBLED | +946.4% | $17.0M | $15.2M |
| Wealth Enhancement Advisory Services | DOUBLED | +104.5% | $9.0M | $4.4M |
| Ifm Investors Pty | ADD | +34.2% | $7.9M | $1.4M |
| Davenport & Co | ADD | +36.8% | $4.8M | $925.0K |
| Assetmark | ADD | +38.5% | $2.8M | $563.0K |
| Hb Wealth Management | ADD | +69.9% | $1.6M | $575.0K |
Key Facts
- 6 institutions accumulated $23.0M net in PPL during Q3 2026
- 0 tracked institutions sold or reduced PPL positions
- Assenagon Asset Management increased position by 946.4% (+$15.2M)
- Wealth Enhancement Advisory Services doubled holdings (+$4.4M)
- All buyers are active asset managers, not passive/index funds
Financial Impact
6 asset managers accumulated $23.0M in net new PPL Corp positions during Q3 2026, with total buying value of $23.0M and zero selling value.
Risk Factors
- 13F data is 45+ days stale; positions may have been unwound since quarter-end
- No insider buying corroboration provided — institutional signal alone is weaker
- Cluster is moderate in absolute dollar terms ($23M net) relative to PPL's ~$20B market cap
Investment Themes
Documents Analyzed
This report is based on 1 institutional 13F filing from SEC EDGAR.
| Document | Accession Number |
|---|---|
| INST-CLUSTER Data (Synthetic) | inst-cluster-PPL-2026-Q3 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 23, 2026 4d ago | Institutional Cluster | $34.98 $34.92 | ▼ −0.17% | ▼ −0.88% | No price |
Oct 23, 2026 4d ago | Press Release | $35.35 | awaiting T+1 | awaiting T+1 | No price |
Aug 21, 2026 9w ago | Press Release | $34.38 $35.04 | ▲ +1.92% | ▲ +2.21% | No price |
Aug 17, 2026 10w ago | 8-K | $35.95 $35.62 | ▼ −0.92% | ▼ −0.24% | No price |
Aug 7, 2026 11w ago | 8-K | $35.46 $34.99 | ▼ −1.33% | ▼ −1.30% | No price |
Jul 17, 2026 14w ago | Press Release | $35.85 $35.43 | ▼ −1.17% | ▼ −1.01% | No price |
Jun 30, 2026 17w ago | 8-K | $36.35 $35.62 | ▼ −2.01% | ▼ −1.87% | No price |
Jun 30, 2026 17w ago | Court Ruling | $35.33 $36.59 | ▲ +3.57% | ▲ +3.70% | No price |
Feb 26, 2026 34w ago | 8-K | $38.69 $38.44 | ▼ −0.64% | ▼ −0.70% | No price |
US Market Status
Subscribe to SecBot
Get Real-Time SEC Filing Intelligence
Comprehensive SEC filing analysis delivered the moment filings hit EDGAR. Sentiment scoring, impact analysis, and actionable insights for every material event.
Create a free account Live analysis, Telegram alerts, watchlists and the MCP server for subscribers