Monitor the company's compliance plan submission within 45 days and any subsequent Nasdaq decision. Failure to regain compliance could lead to delisting and a significant loss of liquidity.
Price Chart
Executive Summary
Plum Acquisition Corp. IV received a Nasdaq deficiency notice on October 7, 2026, for failing to meet the minimum 400 total holders requirement under Listing Rule 5450(a)(2). The company has 45 days to submit a compliance plan and may receive up to 180 days to cure. Failure to regain compliance could lead to delisting, which would severely impact liquidity and institutional ownership.
Key Facts
- Nasdaq notified Plum Acquisition Corp. IV on October 7, 2026, of non-compliance with the minimum 400 total holders requirement.
- The company has 45 calendar days to submit a plan to regain compliance.
- If the plan is accepted, Nasdaq may grant an extension of up to 180 calendar days from the notice date.
- If the plan is rejected, the company can appeal to a Nasdaq Hearings Panel.
- There is no assurance the company will regain compliance.
Financial Impact
Potential delisting risk with no specified financial amounts; delisting would severely reduce liquidity and institutional ownership.
Risk Factors
- Delisting from Nasdaq if compliance is not regained within the extension period.
- Reduced liquidity and institutional ownership upon delisting.
- Potential shareholder value erosion due to overhang from non-compliance.
Investment Themes
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 8-K Filing (Primary) | 0001213900-26-109472 |
| Document: 0001213900-26-109472-index-headers.html | 0001213900-26-109472 |
| Document: 0001213900-26-109472-index.html | 0001213900-26-109472 |
| Document: 0001213900-26-109472.txt | 0001213900-26-109472 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 14, 2026 12d ago | 8-K | $10.63 $10.62 | ▲ +0.08% | ▼ −0.94% | $10.62 (+0.09%) |
Oct 9, 2026 17d ago | 8-K | $10.64 $10.62 | ▼ −0.14% | ▲ +1.35% | $10.62 (−0.14%) |
Oct 1, 2026 26d ago | 425 | $10.69 $10.64 | ▼ −0.51% | ▼ −1.82% | $10.62 (−0.65%) |
Oct 1, 2026 26d ago | 8-K | $10.69 $10.64 | ▼ −0.51% | ▼ −1.82% | $10.62 (−0.65%) |
Aug 19, 2026 9w ago | 425 | $10.75 $10.75 | · 0.00% | ▼ −1.11% | $10.62 (−1.21%) |
Aug 19, 2026 9w ago | 8-K | $10.75 $10.75 | · 0.00% | ▼ −1.11% | $10.62 (−1.21%) |
Jul 10, 2026 15w ago | 425 | $11.30 $10.59 | ▲ +6.28% | ▲ +5.50% | $10.62 (+6.02%) |
Jul 10, 2026 15w ago | 8-K | $11.30 $10.59 | ▼ −6.28% | ▼ −5.50% | $10.62 (−6.02%) |
Mar 12, 2026 32w ago | 8-K | $10.54 $10.54 | · 0.00% | ▲ +0.98% | $10.62 (+0.76%) |
US Market Status
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