Monitor future Form 4 filings for open-market purchases or grants of restricted stock/options, which would signal the CFO's alignment with shareholders. No immediate trading signal from this filing alone.
Price Chart
Executive Summary
Stephen Cumming filed a Form 3 initial statement of beneficial ownership with the SEC, disclosing his appointment as SVP and CFO of Penguin Solutions, Inc. The filing is a routine administrative requirement for new officers and contains no financial data or trading activity.
Key Facts
- Stephen Cumming appointed as SVP and CFO of Penguin Solutions, Inc.
- Form 3 filed on 2026-10-08, reporting period ended 2026-10-06.
- No securities ownership reported (0 shares beneficially owned).
- Power of Attorney executed appointing CEO and Chief Legal Officer as attorneys-in-fact for Section 16 filings.
Financial Impact
No financial impact — routine initial beneficial ownership filing with zero shares reported.
Risk Factors
- No material risks identified from this routine filing.
Investment Themes
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 3 Filing (Primary) | 0001439598-26-000004 |
| Document: 0001439598-26-000004-index-headers.html | 0001439598-26-000004 |
| Document: 0001439598-26-000004-index.html | 0001439598-26-000004 |
| Document: 0001439598-26-000004.txt | 0001439598-26-000004 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 23, 2026 3d ago | 144 | $53.02 | awaiting T+5 | — | $58.83 (+10.96%) |
Oct 22, 2026 4d ago | 144 | $53.41 | awaiting T+5 | — | $58.83 (+10.15%) |
Oct 19, 2026 8d ago | SC 13G/A | $56.54 $54.92 | ▲ +2.87% | ▲ +2.72% | $58.83 (−4.05%) |
Oct 8, 2026 18d ago | 3 | $76.28 $57.10 | ▼ −25.14% | ▼ −23.18% | $58.83 (−22.88%) |
Oct 6, 2026 20d ago | 8-K | $72.61 $67.59 | ▼ −6.91% | ▼ −5.93% | $58.83 (−18.98%) |
Oct 6, 2026 20d ago | 8-K | $72.61 $67.59 | ▼ −6.91% | ▼ −5.93% | $58.83 (−18.98%) |
Jul 27, 2026 13w ago | Insider Cluster | $48.13 $52.60 | ▲ +9.29% | ▲ +7.02% | $58.83 (+22.23%) |
Jul 17, 2026 14w ago | 8-K | $53.23 $53.85 | ▲ +1.16% | ▲ +1.59% | $58.83 (+10.52%) |
Jun 11, 2026 19w ago | Institutional Cluster | $64.33 $59.68 | ▼ −7.23% | ▼ −7.66% | $58.83 (−8.55%) |
Jun 2, 2026 20w ago | Insider Cluster | $71.41 $58.52 | ▼ −18.05% | ▼ −14.23% | $58.83 (−17.62%) |
US Market Status
Subscribe to SecBot
Get Real-Time SEC Filing Intelligence
Comprehensive SEC filing analysis delivered the moment filings hit EDGAR. Sentiment scoring, impact analysis, and actionable insights for every material event.
Create a free account Live analysis, Telegram alerts, watchlists and the MCP server for subscribers