No trading signal from this filing. Monitor future Form 4 filings by David W. Heard for any open-market transactions that would indicate insider sentiment.
Price Chart
Executive Summary
David W. Heard filed a Form 3 initial statement of beneficial ownership with the SEC, reporting 0 shares owned in Penguin Solutions, Inc. The filing also includes a power of attorney designating company officers to handle future Section 16 and Rule 144 filings. This is a routine administrative filing for a new reporting person with no reported holdings.
Key Facts
- David W. Heard filed a Form 3 initial statement of beneficial ownership
- Form 3 reports zero shares owned in Penguin Solutions (PENG)
- Filing date: May 20, 2026; period of report: May 18, 2026
- Power of Attorney (EX-24.1) appoints CEO Kash Shaikh, CFO Nate Olmstead, CLO Anne Kuykendall, and Head of Corporate Legal Angela Chen to handle future SEC filings
Financial Impact
no financial impact reported
Risk Factors
- No material risk identified from this administrative filing
Market Snapshot
Investment Themes
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 3 Filing (Primary) | 0001245146-26-000004 |
| Document: 0001245146-26-000004-index-headers.html | 0001245146-26-000004 |
| Document: 0001245146-26-000004-index.html | 0001245146-26-000004 |
| Document: 0001245146-26-000004.txt | 0001245146-26-000004 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 23, 2026 3d ago | 144 | $53.02 | awaiting T+5 | — | $58.83 (+10.96%) |
Oct 22, 2026 4d ago | 144 | $53.41 | awaiting T+5 | — | $58.83 (+10.15%) |
Oct 19, 2026 8d ago | SC 13G/A | $56.54 $54.92 | ▲ +2.87% | ▲ +2.72% | $58.83 (−4.05%) |
Oct 8, 2026 18d ago | 3 | $76.28 $57.10 | ▼ −25.14% | ▼ −23.18% | $58.83 (−22.88%) |
Oct 6, 2026 20d ago | 8-K | $72.61 $67.59 | ▼ −6.91% | ▼ −5.93% | $58.83 (−18.98%) |
Oct 6, 2026 20d ago | 8-K | $72.61 $67.59 | ▼ −6.91% | ▼ −5.93% | $58.83 (−18.98%) |
Jul 27, 2026 13w ago | Insider Cluster | $48.13 $52.60 | ▲ +9.29% | ▲ +7.02% | $58.83 (+22.23%) |
Jul 17, 2026 14w ago | 8-K | $53.23 $53.85 | ▲ +1.16% | ▲ +1.59% | $58.83 (+10.52%) |
Jun 11, 2026 19w ago | Institutional Cluster | $64.33 $59.68 | ▼ −7.23% | ▼ −7.66% | $58.83 (−8.55%) |
Jun 2, 2026 20w ago | Insider Cluster | $71.41 $58.52 | ▼ −18.05% | ▼ −14.23% | $58.83 (−17.62%) |
US Market Status
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