Monitor the upcoming shareholder vote for the outcome of the proxy contest between management and activist Nicholas John Swenson. The DEFA14A likely contains management's rebuttal or additional soliciting arguments — review the full document for specific proposals or director nominations being contested.
Price Chart
Executive Summary
Pro-Dex, Inc. filed definitive additional proxy soliciting materials (DEFA14A) on October 6, 2026, in connection with its upcoming annual meeting. This filing follows an activist stake disclosure by Nicholas John Swenson (SC 13D/A filed June 26, 2026), indicating an ongoing proxy contest. The DEFA14A likely contains management's supplemental arguments or revised recommendations to shareholders ahead of the vote.
Key Financial Metrics
Key Facts
- Filed as DEFA14A (definitive additional proxy materials) on October 6, 2026
- Filed by the registrant (Pro-Dex management), not a dissident
- Cross-filing context includes an SC 13D/A filed by Nicholas John Swenson on June 26, 2026, indicating activist stake
- A definitive proxy statement (DEF 14A) was also filed on October 6, 2026, which this DEFA14A supplements
Financial Impact
No financial figures disclosed in this filing
Risk Factors
- Activist may seek board seats or strategic changes, creating uncertainty
- Potential for a contested vote outcome that could shift corporate strategy
Investment Themes
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| DEFA14A Filing (Primary) | 0001079973-26-001326 |
| Document: 0001079973-26-001326-index-headers.html | 0001079973-26-001326 |
| Document: 0001079973-26-001326-index.html | 0001079973-26-001326 |
| Document: 0001079973-26-001326.txt | 0001079973-26-001326 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 6, 2026 20d ago | DEFA14A | $62.80 | awaiting T+20 | — | $62.01 (−1.26%) |
Oct 6, 2026 20d ago | DEF 14A | $62.80 | awaiting T+20 | — | $62.01 (−1.26%) |
Sep 14, 2026 6w ago | Insider Cluster | $66.91 $62.27 | ▼ −6.93% | ▼ −9.66% | $62.01 (−7.32%) |
Sep 10, 2026 6w ago | Insider Cluster | $62.81 $62.49 | ▼ −0.50% | ▼ −2.37% | $62.01 (−1.27%) |
Aug 28, 2026 8w ago | 8-K | $62.10 $70.02 | ▲ +12.75% | ▲ +12.94% | $62.01 (−0.14%) |
Jun 17, 2026 18w ago | 8-K | $64.37 $59.08 | ▼ −8.22% | ▼ −8.75% | $62.01 (−3.67%) |
Apr 30, 2026 25w ago | 8-K | $48.36 $66.93 | ▲ +38.40% | ▲ +33.12% | $62.01 (+28.23%) |
US Market Status
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