The delisting risk has been fully resolved. Monitor the 10-K filing for any material financial disclosures that may have caused the initial delay, but the listing status is no longer a concern.
Price Chart
Executive Summary
Ocean Power Technologies (OPTT) received a delisting notice from NYSE American on August 14, 2026, for failing to file its annual 10-K by the extended due date. The company cured the delinquency by filing the 10-K on August 19, 2026, just five days later, making this a resolved administrative event with no lasting impact on listing status.
Key Facts
- OPTT received a NYSE American delisting notice on August 14, 2026 for failure to timely file its Form 10-K for the year ended April 30, 2026.
- The company had until February 13, 2027 to file under the Initial Cure Period.
- OPTT filed the delinquent Form 10-K on August 19, 2026, curing the compliance failure.
- The company's common stock will not trade with a late filer (.LF) indicator.
- The delisting risk was fully resolved within 5 days of the notice.
Financial Impact
No financial impact — the filing delinquency was cured within 5 days, avoiding any trading disruption or delisting.
Risk Factors
- Potential negative market perception from the late filing, though the quick cure mitigates this.
- Any adverse financial results in the now-filed 10-K could still impact the stock.
Market Snapshot
Investment Themes
Documents Analyzed
This report is based on 10 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 8-K Filing (OPTT) — Batch item 1 | 0001493152-26-039393 |
| Exhibit: ex99-1.htm | 0001493152-26-039393 |
| Document: 0001493152-26-039393-index-headers.html | 0001493152-26-039393 |
| Document: 0001493152-26-039393-index.html | 0001493152-26-039393 |
| Document: 0001493152-26-039393.txt | 0001493152-26-039393 |
| 8-K Filing (OPTT) — Batch item 6 | 0001493152-26-039393 |
| Exhibit: ex99-1.htm | 0001493152-26-039393 |
| Document: 0001493152-26-039393-index-headers.html | 0001493152-26-039393 |
| Document: 0001493152-26-039393-index.html | 0001493152-26-039393 |
| Document: 0001493152-26-039393.txt | 0001493152-26-039393 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 26, 2026 today | Press Release | $0.6824 | awaiting T+5 | — | $0.6040 (−11.49%) |
Oct 15, 2026 11d ago | EFFECT | $0.6878 $0.6496 | ▼ −5.55% | ▼ −4.54% | $0.6040 (−12.18%) |
Oct 14, 2026 11d ago | 424B5 | $0.6878 $0.6496 | ▲ +5.55% | ▲ +4.54% | $0.6040 (+12.18%) |
Oct 7, 2026 19d ago | 8-K/A | $0.9001 $0.6878 | ▼ −23.59% | ▼ −23.31% | $0.6040 (−32.90%) |
Oct 6, 2026 19d ago | 8-K | $0.9600 $0.6600 | ▼ −31.25% | ▼ −30.27% | $0.6040 (−37.08%) |
Sep 25, 2026 4w ago | S-1/A | $1.67 $0.9594 | ▼ −42.55% | ▼ −43.76% | $0.6040 (−63.83%) |
Sep 25, 2026 4w ago | 8-K | $1.67 $0.9594 | ▲ +42.55% | ▲ +43.76% | $0.6040 (+63.83%) |
Sep 11, 2026 6w ago | 8-K | $0.1065 $2.11 | ▲ +1881.22% | ▲ +1881.56% | $0.6040 (+467.14%) |
Aug 24, 2026 9w ago | 8-K | $0.1815 $0.1732 | ▲ +4.57% | ▲ +5.04% | $0.6040 (−232.78%) |
Aug 21, 2026 9w ago | Press Release | $0.1815 $0.1732 | ▲ +4.57% | ▲ +5.04% | $0.6040 (−232.78%) |
US Market Status
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