Form 144 is an intent to sell, not a completed transaction. Monitor for Form 4 filings to confirm execution. The sale appears routine for tax/compensation purposes and does not signal a change in business outlook.
Price Chart
Executive Summary
Ocugen CEO Shankar Musunuri filed a Form 144 notice of intent to sell 525,991 shares (~$498K at the filing date). The shares were acquired via equity compensation grants in 2014, 2024, and 2025. This is a routine insider sale notice for tax or diversification purposes, not a material negative signal.
Key Facts
- CEO Shankar Musunuri filed Form 144 to sell 525,991 shares of common stock.
- Estimated aggregate value at filing: ~$497,965 (based on $0.946/share).
- Shares were acquired via equity compensation grants on 01/03/2025, 01/03/2024, and 02/10/2014.
- The sale is planned through Merrill Lynch on NASDAQ.
- The filing also notes 57,264 shares sold via KVM Holdings LLC on 09/09/2026.
Financial Impact
Proposed sale of ~525,991 shares worth ~$498K, representing a small fraction of the CEO's likely total holdings.
Risk Factors
- Insider selling ahead of material non-public information cannot be ruled out, but the filing date (10/09/2026) is not near a known catalyst.
Investment Themes
Documents Analyzed
This report is based on 3 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 144 Filing (Primary) | 0001628280-26-065563 |
| Document: 0001628280-26-065563-index.html | 0001628280-26-065563 |
| Document: 0001628280-26-065563.txt | 0001628280-26-065563 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 15, 2026 13d ago | 8-K | $0.8137 $0.7803 | ▼ −4.10% | ▼ −3.00% | $0.7760 (−4.63%) |
Oct 14, 2026 14d ago | 8-K | $0.8137 $0.7803 | ▼ −4.10% | ▼ −3.00% | $0.7760 (−4.63%) |
Oct 9, 2026 19d ago | 144 | $0.9472 $0.8854 | ▼ −6.52% | ▼ −6.51% | $0.7760 (−18.07%) |
Sep 1, 2026 8w ago | Press Release | $1.33 $1.32 | ▼ −0.75% | ▼ −1.20% | $0.7760 (−41.65%) |
Jul 13, 2026 15w ago | 8-K | $1.41 $1.43 | ▲ +1.42% | ▲ +1.06% | $0.7760 (−44.96%) |
Jun 11, 2026 19w ago | 8-K | $1.21 $1.22 | ▲ +0.83% | ▼ −0.94% | $0.7760 (−35.87%) |
Jun 11, 2026 19w ago | Institutional Cluster | $1.22 $1.21 | ▼ −0.82% | ▼ −1.36% | $0.7760 (−36.39%) |
May 5, 2026 25w ago | 8-K | $1.49 $1.46 | ▼ −2.35% | ▼ −3.73% | $0.7760 (−47.92%) |
May 5, 2026 25w ago | Press Release | $1.49 $1.46 | ▼ −2.35% | ▼ −3.73% | $0.7760 (−47.92%) |
May 5, 2026 25w ago | Press Release | $1.49 $1.46 | ▲ +2.35% | ▲ +3.73% | $0.7760 (+47.92%) |
US Market Status
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