The batch of Form 3 filings signals that Mobia Medical's IPO is on track. Monitor for the S-1 registration statement for pricing and valuation details. The insider holdings provide a baseline for post-IPO float and lockup considerations.
Price Chart
Executive Summary
Five insiders of Mobia Medical (MOBI) filed initial statements of beneficial ownership (Form 3) on the same day, all referencing automatic conversion of preferred stock and convertible notes into common stock upon the company's upcoming initial public offering (IPO). These filings are routine but collectively confirm that MOBI is actively progressing toward an IPO, with key investors and officers disclosing their holdings.
Key Facts
- Filings by Casey Tansey, William Harrington, Douglas Ellison, Dana Mead Jr., and Cynthia Lucchese on 2026-05-07
- All filings reference conversion of Series F/E-2 Preferred and Convertible Notes into common stock immediately prior to IPO
- Douglas Ellison is Chief Commercial Officer; others are directors or 10% holders associated with venture funds
- Aggregate beneficial ownership includes millions of shares on an as-converted basis (e.g., Tansey reports 1,620,078 common underlying Series F; Harrington reports ~2.8M shares via Osage funds)
Financial Impact
No financial figures disclosed; filing confirms IPO preparation with insider holdings conversion
Risk Factors
- IPO may be delayed or priced below expectations
- Insider conversions could lead to overhang if large positions are sold post-lockup
Documents Analyzed
This report is based on 20 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 3 Filing (MOBI) — Batch item 1 | 0001628280-26-032369 |
| Document: 0001628280-26-032369-index-headers.html | 0001628280-26-032371 |
| Document: 0001628280-26-032369-index.html | 0001628280-26-032372 |
| Document: 0001628280-26-032369.txt | 0001628280-26-032377 |
| 3 Filing (MOBI) — Batch item 5 | 0001628280-26-032371 |
| Document: 0001628280-26-032371-index-headers.html | 0001628280-26-032369 |
| Document: 0001628280-26-032371-index.html | 0001628280-26-032369 |
| Document: 0001628280-26-032371.txt | 0001628280-26-032369 |
| 3 Filing (MOBI) — Batch item 9 | 0001628280-26-032372 |
| Document: 0001628280-26-032372-index-headers.html | 0001628280-26-032369 |
| Document: 0001628280-26-032372-index.html | 0001628280-26-032369 |
| Document: 0001628280-26-032372.txt | 0001628280-26-032369 |
| 3 Filing (MOBI) — Batch item 13 | 0001628280-26-032377 |
| Document: 0001628280-26-032377-index-headers.html | 0001628280-26-032369 |
| Document: 0001628280-26-032377-index.html | 0001628280-26-032369 |
| Document: 0001628280-26-032377.txt | 0001628280-26-032369 |
| 3 Filing (MOBI) — Batch item 17 | 0001628280-26-032379 |
| Document: 0001628280-26-032379-index-headers.html | 0001628280-26-032369 |
| Document: 0001628280-26-032379-index.html | 0001628280-26-032369 |
| Document: 0001628280-26-032379.txt | 0001628280-26-032369 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 16, 2026 11d ago | 8-K/A | $8.81 | awaiting T+60 | — | $10.73 (+21.79%) |
Oct 15, 2026 12d ago | Press Release | $8.09 | awaiting T+60 | — | $10.73 (+32.63%) |
Aug 20, 2026 9w ago | Insider Buy | $10.61 | awaiting T+60 | — | $10.73 (+1.13%) |
Aug 17, 2026 10w ago | Insider Buy | $11.73 | awaiting T+60 | — | $10.73 (−8.53%) |
Jun 29, 2026 17w ago | Insider Cluster | $13.40 $9.16 | ▼ −31.64% | ▼ −34.46% | $10.73 (−19.93%) |
Jun 11, 2026 19w ago | Insider Buy | $12.31 $11.09 | ▼ −9.91% | ▼ −13.17% | $10.73 (−12.84%) |
May 11, 2026 24w ago | Insider Cluster | $12.00 $12.25 | ▲ +2.08% | ▼ −2.31% | $10.73 (−10.58%) |
May 11, 2026 24w ago | Insider Cluster | $12.00 $12.25 | ▲ +2.08% | ▼ −2.31% | $10.73 (−10.58%) |
May 8, 2026 24w ago | EFFECT | $11.75 $11.84 | ▲ +0.77% | ▼ −4.07% | $10.73 (−8.68%) |
May 7, 2026 24w ago | 3 | $11.75 $11.84 | ▲ +0.77% | ▼ −4.07% | $10.73 (−8.68%) |
US Market Status
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