Monitor for any future conversion to Schedule 13D (activist intent) or significant stake reduction below 5%, which would signal a change in investment thesis. For now, this is a routine passive filing with no trading catalyst.
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Executive Summary
First Trust Portfolios L.P. and its affiliates filed an amended Schedule 13G for NYLIM MacKay DefinedTerm Muni Opportunities Fund (MMD), reporting beneficial ownership of 1,700,203 common shares (9.05% of shares outstanding) as of September 30, 2026. This is a routine passive stake update with no change in the filer's passive intent, and the stake remains above the 5% threshold.
Key Financial Metrics
Key Facts
- First Trust Portfolios L.P., First Trust Advisors L.P., and The Charger Corporation jointly filed this SC 13G/A
- Aggregate beneficial ownership: 1,700,203 common shares (9.05% of outstanding)
- Shares held primarily through unit investment trusts sponsored by First Trust Portfolios L.P.
- Filing date: October 14, 2026; event date: September 30, 2026
- Filers certify passive intent under Rule 13d-1(b)
Financial Impact
No material financial impact — passive stake disclosure only
Risk Factors
- No material risks identified from this filing
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| SC 13G/A Filing (Primary) | 0001445546-26-007619 |
| Document: 0001445546-26-007619-index-headers.html | 0001445546-26-007619 |
| Document: 0001445546-26-007619-index.html | 0001445546-26-007619 |
| Document: 0001445546-26-007619.txt | 0001445546-26-007619 |
US Market Status
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