Monitor for a Schedule 13D/13G filing from HRT Financial LP to clarify whether the stake is passive or activist in nature. The small market cap means any change in insider status could amplify volatility, but no immediate catalyst is present from this filing alone.
Price Chart
Executive Summary
HRT Financial LP filed a Form 3 initial statement of beneficial ownership for Lion Group Holding Ltd (LGHL), disclosing direct ownership of 70,981 shares of common stock as of July 15, 2026. This indicates HRT has become an insider—likely crossing the 10% beneficial ownership threshold—given LGHL's ~$2M market cap. The filing is a routine disclosure of existing ownership, not a new transaction.
Key Facts
- HRT Financial LP filed Form 3 for LGHL on 2026-07-17, reporting 70,981 shares of common stock held directly.
- Period of report: 2026-07-15.
- LGHL market cap is approximately $2M, making a 70,981-share stake potentially significant as a percentage of shares outstanding.
- No derivative securities or other holdings were reported.
Financial Impact
Unable to determine dollar value or percentage of stake without current share price or outstanding share count from this filing.
Risk Factors
- Uncertainty over whether HRT's insider status stems from crossing 10% ownership or from a board appointment—could affect interpretation.
- LGHL has a very small market cap with low liquidity; any insider move could disproportionately impact the stock.
Market Snapshot
Investment Themes
Documents Analyzed
This report is based on 6 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 3 Filing (LGHL) — Batch item 1 | 0001475597-26-000160 |
| Document: 0001475597-26-000160-index.html | 0001475597-26-000160 |
| Document: 0001475597-26-000160.txt | 0001475597-26-000160 |
| 3 Filing (LGHL) — Batch item 4 | 0001475597-26-000160 |
| Document: 0001475597-26-000160-index.html | 0001475597-26-000160 |
| Document: 0001475597-26-000160.txt | 0001475597-26-000160 |
Track record builds as more directional reports settle.
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Sep 30, 2026 27d ago | 6-K | $5.68 $3.54 | ▲ +37.68% | ▲ +39.59% | $2.20 (+61.27%) |
Sep 23, 2026 4w ago | 6-K | $7.36 $4.16 | ▼ −43.48% | ▼ −43.06% | $2.20 (−70.11%) |
Sep 21, 2026 5w ago | 6-K | $8.60 $5.78 | ▼ −32.75% | ▼ −31.73% | $2.20 (−74.40%) |
Sep 3, 2026 7w ago | 6-K | $8.79 $8.30 | ▼ −5.60% | ▼ −4.45% | $2.20 (−74.98%) |
Aug 24, 2026 9w ago | 6-K | $12.58 $10.14 | ▼ −19.40% | ▼ −19.86% | $2.20 (−82.51%) |
Aug 18, 2026 10w ago | 6-K | $11.16 $10.98 | ▼ −1.61% | ▼ −1.41% | $2.20 (−80.29%) |
Jul 20, 2026 14w ago | 6-K | $1.47 $0.9105 | ▼ −38.06% | ▼ −37.64% | $2.20 (+49.66%) |
Jul 17, 2026 14w ago | 3 | $1.75 $1.24 | ▼ −29.14% | ▼ −28.46% | $2.20 (+25.71%) |
Jun 22, 2026 18w ago | 6-K | $0.5797 $0.3338 | ▼ −42.42% | ▼ −44.22% | $2.20 (+279.51%) |
Jun 22, 2026 18w ago | 6-K | $0.6230 $0.3165 | ▼ −49.20% | ▼ −48.74% | $2.20 (+253.13%) |
US Market Status
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