The stake is unchanged from the prior filing 16 days ago, indicating no active accumulation or reduction by this passive investor. Monitor for any future conversion to a 13D filing, which would signal activist intent.
Price Chart
Executive Summary
City of London Investment Management disclosed a 12.6% passive stake in Japan Smaller Capitalization Fund, holding 3,223,016 common shares as of September 30, 2026. This is an amendment to a prior 13G filing, indicating the stake remains unchanged from the prior filing 16 days ago. The filing is routine for a passive institutional investor in a closed-end fund.
Key Financial Metrics
Key Facts
- City of London Investment Management reported beneficial ownership of 3,223,016 shares of Japan Smaller Capitalization Fund common stock.
- The stake represents 12.6% of shares outstanding as of September 30, 2026.
- The filing is an amendment to a Schedule 13G filed 16 days earlier, with no change in stake size or percentage.
- The investor certifies the shares were acquired in the ordinary course of business and not to influence control.
Financial Impact
No material financial impact — passive stake disclosure with no change in position.
Risk Factors
- No material risks identified from this routine passive stake amendment.
Market Snapshot
Documents Analyzed
This report is based on 3 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| SC 13G/A Filing (Primary) | 0001072613-26-000835 |
| Document: 0001072613-26-000835-index.html | 0001072613-26-000835 |
| Document: 0001072613-26-000835.txt | 0001072613-26-000835 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 23, 2026 3d ago | SC 13G/A | $11.58 | awaiting T+60 | — | $11.46 (−1.04%) |
Oct 15, 2026 10d ago | SC 13D/A | $11.89 | awaiting T+60 | — | $11.46 (−3.62%) |
Oct 13, 2026 13d ago | DEF 14A | $12.45 | awaiting T+60 | — | $11.46 (−7.95%) |
Oct 7, 2026 19d ago | SC 13G/A | $12.57 | awaiting T+60 | — | $11.46 (−8.83%) |
Sep 23, 2026 4w ago | SC 13D/A | $12.36 | awaiting T+60 | — | $11.46 (−7.28%) |
Jul 10, 2026 15w ago | Press Release | $11.65 $12.64 | ▲ +8.50% | ▲ +4.50% | $11.46 (−1.63%) |
Jul 2, 2026 16w ago | Press Release | $11.68 $12.41 | ▲ +6.25% | ▲ +3.24% | $11.46 (−1.88%) |
May 22, 2026 22w ago | Press Release | $11.75 $12.38 | ▲ +5.36% | ▲ +2.64% | $11.46 (−2.47%) |
Apr 17, 2026 27w ago | Press Release | $11.16 $11.56 | ▲ +3.58% | ▼ −3.19% | $11.46 (+2.69%) |
Mar 10, 2026 32w ago | Press Release | $10.96 $11.66 | ▲ +6.39% | ▼ −5.13% | $11.46 (+4.57%) |
US Market Status
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