Monitor HWH's compliance plan submission by July 13, 2026. If the company fails to submit an acceptable plan or cannot regain compliance by November 25, 2026, delisting from Nasdaq becomes highly probable, severely limiting liquidity and institutional ownership. Track any subsequent capital raises or reverse stock split announcements.
Price Chart
Executive Summary
HWH International Inc. received a Nasdaq deficiency letter on May 29, 2026, for falling below the minimum $2.5 million stockholders' equity requirement under Listing Rule 5550(b)(1), reporting only $2,078,220 in equity as of March 31, 2026. The company has 45 days (until July 13, 2026) to submit a compliance plan and potentially up to 180 days to cure the deficiency, but failure poses a material delisting risk for this micro-cap stock.
Key Facts
- HWH reported stockholders' equity of $2,078,220 as of March 31, 2026, below the Nasdaq Capital Market's $2.5 million minimum for continued listing under Rule 5550(b)(1).
- The company also did not meet the alternatives of market value of listed securities or net income from continuing operations as of May 29, 2026.
- HWH must submit a compliance plan to Nasdaq by July 13, 2026 (45 calendar days from the May 29, 2026 letter).
- If Nasdaq accepts the plan, an extension of up to 180 calendar days (until November 25, 2026) may be granted to regain compliance.
- The company's market capitalization is approximately $8 million, and it is classified as an emerging growth company.
Financial Impact
Stockholders' equity shortfall of approximately $422,000 below the $2.5 million minimum threshold; potential delisting risk for an $8M market cap company.
Risk Factors
- Delisting from Nasdaq would dramatically reduce trading liquidity and institutional investor access.
- Micro-cap companies with equity deficiencies often struggle to raise capital on favorable terms.
- Failure to regain compliance could lead to trading on OTC markets, further depressing the stock price.
Market Snapshot
Investment Themes
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 8-K Filing (Primary) | 0001493152-26-026442 |
| Document: 0001493152-26-026442-index-headers.html | 0001493152-26-026442 |
| Document: 0001493152-26-026442-index.html | 0001493152-26-026442 |
| Document: 0001493152-26-026442.txt | 0001493152-26-026442 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Jul 29, 2026 12w ago | 8-K | $1.44 $1.46 | ▲ +1.39% | ▼ −2.23% | — |
Jun 9, 2026 19w ago | 8-K | $1.42 $1.61 | ▼ −13.38% | ▼ −9.95% | — |
May 29, 2026 21w ago | 8-K | $1.09 $1.04 | ▲ +4.59% | ▲ +1.84% | — |
May 27, 2026 21w ago | 8-K | $1.09 $1.07 | ▲ +1.83% | ▲ +2.15% | — |
May 7, 2026 24w ago | 8-K | $1.07 $1.04 | ▲ +2.80% | ▲ +4.27% | — |
US Market Status
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