SecBot SecBot
EFFECT ·Filed Jul 22, 2026

HWBK

HAWTHORN BANCSHARES, INC.
NEUTRAL
Impact 4/10
Horizonweeks Processed3mo ago SEC9999999995-26-002371
IPO/offering going effective
Actionable Insight • Neutral

Monitor for the definitive proxy statement / prospectus to be mailed to shareholders, which will disclose the terms of the underlying transaction. The stock may experience volatility as details emerge. Given procedural nature, no immediate trading signal.

DirectionNeutral
Confidencelow
Horizonweeks
Final — all horizons settled through T+60d
HWBK ▲ +3.39% at T+60d
NEUTRAL call +3.39% · α vs SPY +0.13% · entry $36.87 → $38.12
Entry = T+0 close
Jul 22, 2026
via day close
T+1d
+2.03%
call +2.03% · α +3.27%
$37.62
settled 3mo ago
T+5d
+4.96%
call +4.96% · α +7.37%
$38.70
settled 3mo ago
T+20d
+6.77%
call +6.77% · α +3.87%
$39.37
settled 2mo ago
T+60d
+3.39%
call +3.39% · α +0.13%
$38.12
settled 12d ago

Price Chart

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Executive Summary

Hawthorn Bancshares' S-4 registration statement (File No. 333-297082) became effective on July 21, 2026. This is a procedural milestone typically associated with a business combination or merger, allowing the company to issue securities in connection with the transaction. No deal terms or specific financial details were disclosed in the effectiveness notice.

Key Facts

  • S-4 registration statement declared effective on 2026-07-21
  • File number: 333-297082
  • Company: Hawthorn Bancshares (HWBK), a Missouri bank holding company
  • No specific transaction details or financial terms provided in the filing

Financial Impact

S-4 effectiveness allows issuance of securities for a merger or acquisition; transaction size and terms undisclosed

Risk Factors

  • Transaction could be dilutive or value-destructive if terms are unfavorable
  • Regulatory approvals or shareholder vote may still be required
  • Lack of disclosed deal parameters creates uncertainty

Market Snapshot

Exchange
Nasdaq
Sector
National Commercial Banks

Investment Themes

Traditional Finance

Documents Analyzed

This report is based on 3 SEC documents filed with EDGAR.

DocumentAccession Number
EFFECT Filing (Primary)9999999995-26-002371
Document: 9999999995-26-002371-index.html9999999995-26-002371
Document: 9999999995-26-002371.txt9999999995-26-002371
10 reports for HWBK
Performance horizon

Track record builds as more directional reports settle.

Filters
Rows
Reports for HWBK — sortable, filterable
TypeNow
Sep 10, 2026
6w ago
8-K
NEUTRAL ★ 2/10
$39.86awaiting T+60—$39.27 (−1.48%)
Sep 4, 2026
7w ago
Press Release
NEUTRAL ★ 5/10
$40.09awaiting T+60—$39.27 (−2.05%)
Sep 4, 2026
7w ago
8-K
NEUTRAL ★ 5/10
$40.09awaiting T+60—$39.27 (−2.05%)
Jul 29, 2026
12w ago
Press Release
BULLISH ★ 6/10
$38.65 $39.29▲ +1.66%▼ −0.81%$39.27 (+1.60%)
Jul 22, 2026
13w ago
EFFECT
NEUTRAL ★ 4/10
$36.87 $38.12▲ +3.39%▲ +0.13%$39.27 (+6.51%)
Jul 17, 2026
14w ago
S-4/A
NEUTRAL ★ 4/10
$38.40 $37.96▼ −1.15%▼ −5.99%$39.27 (+2.27%)
Jun 26, 2026
17w ago
S-4
NEUTRAL ★ 5/10
$38.67 $38.87▲ +0.52%▼ −3.87%$39.27 (+1.55%)
Apr 29, 2026
25w ago
Press Release
BULLISH ★ 7/10
$33.62 $38.39▲ +14.19%▲ +11.08%$39.27 (+16.81%)
Apr 29, 2026
25w ago
Press Release
NEUTRAL ★ 2/10
$33.62 $38.39▲ +14.19%▲ +11.08%$39.27 (+16.81%)
Apr 17, 2026
27w ago
DEFA14A
NEUTRAL ★ 3/10
$35.26 $38.50▲ +9.19%▲ +3.05%$39.27 (+11.37%)
Showing 10 of 10

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Report published Jul 22, 2026