SecBot SecBot
3 ·Filed Oct 13, 2026

HEQ

John Hancock Diversified Income Fund
NEUTRAL
Impact 1/10
Horizonimmediate Processed14d 8h ago SEC0002153233-26-000013
Form 3 — initial insider ownership statement
Actionable Insight • Neutral

No actionable trading signal. This is a standard initial ownership filing for a new officer. Monitor future Form 4 filings for any open-market purchases or sales by Saini.

DirectionNeutral
Confidencehigh
Horizonimmediate
Latest settled — T+5d
HEQ ▲ +1.07% at T+5d
NEUTRAL call +1.07% · α vs SPY +2.22% · entry $11.22 → $11.34
Next anchor: T+20d in 14d
Latest observation: T+8 +1.36% FF3 residual α
Entry = T+0 close
Oct 13, 2026
via day close
T+1d
-0.36%
call -0.36% · α +0.72%
$11.18
settled 13d ago
T+5d
+1.07%
call +1.07% · α +2.22%
$11.34
settled 7d ago
T+20d
Pending
in 14d
T+60d
Pending
in 2mo

Price Chart

Loading chart...

Executive Summary

Gaurav Hans Saini, Chief Administrative Officer and COO Management of John Hancock Diversified Income Fund, filed a Form 3 initial statement of beneficial ownership, reporting zero shares beneficially owned. The filing also includes a power of attorney authorizing multiple individuals to execute Section 16 filings on his behalf. This is a routine administrative filing with no material financial impact.

Key Facts

  • Gaurav Hans Saini filed a Form 3 initial statement of beneficial ownership for John Hancock Diversified Income Fund (HEQ).
  • Saini reported zero shares beneficially owned.
  • Saini's role is Chief Administrative Officer, COO Management, and he is classified as a Director of the Advisor.
  • The filing includes a power of attorney for Section 16 filings, effective August 26, 2026.

Financial Impact

No financial impact — zero shares reported, no transactions or changes in holdings.

Documents Analyzed

This report is based on 4 SEC documents filed with EDGAR.

DocumentAccession Number
3 Filing (Primary)0002153233-26-000013
Document: 0002153233-26-000013-index-headers.html0002153233-26-000013
Document: 0002153233-26-000013-index.html0002153233-26-000013
Document: 0002153233-26-000013.txt0002153233-26-000013

US Market Status

Market Closed — Opens Wed (< 1m)

Subscribe to SecBot

Get Real-Time SEC Filing Intelligence

Comprehensive SEC filing analysis delivered the moment filings hit EDGAR. Sentiment scoring, impact analysis, and actionable insights for every material event.

Create a free account Live analysis, Telegram alerts, watchlists and the MCP server for subscribers
Report published Oct 13, 2026