These Form 3 filings are routine for a SPAC establishing its insider base. No material financial impact is expected. Monitor for any subsequent business combination announcement (8-K Item 1.01 or S-4) which would be the primary catalyst for GUAC.
Price Chart
Executive Summary
Three Form 3 filings were submitted on 2026-05-14 for Berto Acquisition Corp. II (GUAC), a blank-check company. Samuel O. Lynn, Constance K. Weaver, and Vikas Mittal each filed initial statements of beneficial ownership, indicating new insider or significant shareholder positions. Vikas Mittal's filing reports 300,000 ordinary shares held through Meteora Capital LLC, with Mittal disclaiming beneficial ownership except for pecuniary interest. These filings signal the formation of the insider/ownership base for this SPAC, which is routine for a blank-check company.
Key Facts
- Three Form 3 filings filed on 2026-05-14 for Berto Acquisition Corp. II (GUAC), a blank-check company (SIC 6770).
- Reporting owners: Samuel O. Lynn, Constance K. Weaver, and Vikas Mittal.
- Vikas Mittal reports 300,000 ordinary shares held through Meteora Capital LLC, with Mittal disclaiming beneficial ownership except for pecuniary interest.
- No other securities or derivative positions reported in any of the three filings.
- The filings establish initial insider ownership for a newly formed SPAC, which is standard procedure.
Financial Impact
No financial figures disclosed beyond 300,000 ordinary shares for Vikas Mittal.
Risk Factors
- SPACs carry inherent risk of failing to complete a business combination, leading to liquidation.
- Insider ownership structure may create conflicts of interest in deal negotiations.
Documents Analyzed
This report is based on 9 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 3 Filing (GUAC) — Batch item 1 | 0001829126-26-005254 |
| Document: 0001829126-26-005254-index.html | 0001829126-26-005255 |
| Document: 0001829126-26-005254.txt | 0001829126-26-005256 |
| 3 Filing (GUAC) — Batch item 4 | 0001829126-26-005255 |
| Document: 0001829126-26-005255-index.html | 0001829126-26-005254 |
| Document: 0001829126-26-005255.txt | 0001829126-26-005254 |
| 3 Filing (GUAC) — Batch item 7 | 0001829126-26-005256 |
| Document: 0001829126-26-005256-index.html | 0001829126-26-005254 |
| Document: 0001829126-26-005256.txt | 0001829126-26-005254 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Jul 1, 2026 16w ago | 8-K | No price | awaiting T+20 | awaiting T+20 | No price |
May 18, 2026 23w ago | 8-K | No price | awaiting T+20 | awaiting T+20 | No price |
May 15, 2026 23w ago | EFFECT | No price | awaiting T+20 | awaiting T+20 | No price |
May 14, 2026 23w ago | Press Release | No price | awaiting T+20 | awaiting T+20 | No price |
May 14, 2026 23w ago | 3 | No price | awaiting T+20 | awaiting T+20 | No price |
May 14, 2026 23w ago | 3 | No price | awaiting T+20 | awaiting T+20 | No price |
May 14, 2026 23w ago | 3 | No price | awaiting T+20 | awaiting T+20 | No price |
May 14, 2026 23w ago | 3 | No price | awaiting T+20 | awaiting T+20 | No price |
May 12, 2026 24w ago | S-1/A | No price | awaiting T+20 | awaiting T+20 | No price |
US Market Status
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