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3 ·Filed Jun 3, 2026

GAING

GLADSTONE INVESTMENT CORPORATION\DE
NEUTRAL
Impact 2/10
Horizonimmediate Processed4mo ago SEC0001238280-26-000009
Form 3 — initial insider ownership statement
Actionable Insight • Neutral

This filing is a routine insider onboarding notification with no trading signal. Monitor for any subsequent Form 4 filings from this insider for open-market purchases or sales.

DirectionNeutral
Confidencehigh
Horizonimmediate
Final — all horizons settled through T+60d
GAING ▲ +0.56% at T+60d
NEUTRAL call +0.56% · α vs SPY -1.94% · entry $25.05 → $25.19
Entry = T+0 close
Jun 3, 2026
via day close
T+1d
+0.20%
call +0.20% · α -0.20%
$25.10
settled 5mo ago
T+5d
-0.28%
call -0.28% · α +3.54%
$24.98
settled 5mo ago
T+20d
0.00%
call 0.00% · α +1.00%
$25.05
settled 4mo ago
T+60d
+0.56%
call +0.56% · α -1.94%
$25.19
settled 8w ago

Price Chart

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Executive Summary

Form 3 filing for George Stelljes III, reporting initial beneficial ownership of securities in Gladstone Investment Corporation. The filing is a routine initial ownership disclosure required upon becoming a reporting person, with no material financial information or stock price implications.

Key Facts

  • George Stelljes III filed an initial statement of beneficial ownership (Form 3) as a reporting person of Gladstone Investment Corporation (GAIN).
  • The filing date is June 3, 2026, with a period of report of June 1, 2026.
  • No securities ownership amounts were reported in the available documents.
  • The filing includes a power of attorney (Exhibit 24.1) authorizing Michael LiCalsi as attorney-in-fact.

Financial Impact

No financial impact — purely administrative ownership filing.

Market Snapshot

Exchange
Nasdaq
Analyst Consensus
82% bullish (11 analysts)

Documents Analyzed

This report is based on 4 SEC documents filed with EDGAR.

DocumentAccession Number
3 Filing (Primary)0001238280-26-000009
Document: 0001238280-26-000009-index-headers.html0001238280-26-000009
Document: 0001238280-26-000009-index.html0001238280-26-000009
Document: 0001238280-26-000009.txt0001238280-26-000009
3 reports for GAING
Performance horizon
Filters
Rows
Reports for GAING — sortable, filterable
TypeNow
Jun 5, 2026
20w ago
3/A
NEUTRAL ★ 1/10
$25.11 $25.10▼ −0.04%▼ −1.90%$24.92 (−0.76%)
Jun 3, 2026
20w ago
3
NEUTRAL ★ 2/10
$25.05 $25.05· 0.00%▲ +1.00%$24.92 (−0.52%)
Jun 2, 2026
20w ago
8-K
NEUTRAL ★ 2/10
$25.17 $25.13▼ −0.16%▲ +1.41%$24.92 (−0.99%)
Showing 3 of 3

US Market Status

Market Closed — Opens Tue (17h 28m)

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Report published Jun 3, 2026