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3/A ·Filed Jun 5, 2026

GAING

GLADSTONE INVESTMENT CORPORATION\DE
NEUTRAL
Impact 1/10
Horizonimmediate Processed4mo ago SEC0001238280-26-000018
Form 3 amendment
Actionable Insight • Neutral

No trading action warranted. This is a clerical correction with zero impact on GAIN's fundamentals, valuation, or corporate events. Monitor for any future insider transactions from this reporting person, but the filing itself is a non-event.

DirectionNeutral
Confidencehigh
Horizonimmediate
Final — all horizons settled through T+60d
GAING ▲ +0.04% at T+60d
NEUTRAL call +0.04% · α vs SPY -3.96% · entry $25.11 → $25.12
Entry = T+0 close
Jun 5, 2026
via day close
T+1d
-0.52%
call -0.52% · α -0.74%
$24.98
settled 5mo ago
T+5d
-0.44%
call -0.44% · α -1.01%
$25.00
settled 5mo ago
T+20d
-0.04%
call -0.04% · α -1.90%
$25.10
settled 4mo ago
T+60d
+0.04%
call +0.04% · α -3.96%
$25.12
settled 8w ago

Price Chart

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Executive Summary

George Stelljes III filed an amended Form 3 (3/A) to correct a prior filing that included the wrong power of attorney (POA). The amendment replaces the POA with the correct document. No changes were made to beneficial ownership — the reporting person continues to own zero shares of Gladstone Investment Corporation (GAIN). This is an administrative correction with no trading or financial implications.

Key Facts

  • Form 3/A filed to correct an administrative error — the initial Form 3 inadvertently included the incorrect power of attorney.
  • The reporting person, George Stelljes III, continues to report zero beneficial ownership of GAIN securities.
  • No changes to ownership, no new transactions, and no material financial information disclosed.

Financial Impact

No financial impact — purely administrative correction of a POA exhibit.

Risk Factors

  • None — the filing is purely administrative with no financial or operational content.

Market Snapshot

Exchange
Nasdaq
Analyst Consensus
82% bullish (11 analysts)

Documents Analyzed

This report is based on 4 SEC documents filed with EDGAR.

DocumentAccession Number
3/A Filing (Primary)0001238280-26-000018
Document: 0001238280-26-000018-index-headers.html0001238280-26-000018
Document: 0001238280-26-000018-index.html0001238280-26-000018
Document: 0001238280-26-000018.txt0001238280-26-000018
3 reports for GAING
Performance horizon
Filters
Rows
Reports for GAING — sortable, filterable
TypeNow
Jun 5, 2026
20w ago
3/A
NEUTRAL ★ 1/10
$25.11 $25.10▼ −0.04%▼ −1.90%$24.92 (−0.76%)
Jun 3, 2026
20w ago
3
NEUTRAL ★ 2/10
$25.05 $25.05· 0.00%▲ +1.00%$24.92 (−0.52%)
Jun 2, 2026
20w ago
8-K
NEUTRAL ★ 2/10
$25.17 $25.13▼ −0.16%▲ +1.41%$24.92 (−0.99%)
Showing 3 of 3

US Market Status

Market Closed — Opens Tue (17h 28m)

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Report published Jun 5, 2026