The cluster is too small in absolute dollar terms ($5.1M total) to signal a broad institutional thesis shift. Monitor upcoming 13F filings for larger funds and any insider buying to corroborate the signal.
Executive Summary
Three asset managers increased their Five9 positions in Q3 2026, led by Assenagon Asset Management adding $3.1M in value. The cluster is small in scale ($5.1M total current holdings) and dominated by active managers, but the 45-day reporting lag and past poor performance on FIVN calls limit conviction.
Key Financial Metrics
Institutional Positions
Net institutional flow: $3.2M
▲ Buyers (3)
| Institution | Action | Change | Position Value | Value Δ |
|---|---|---|---|---|
| Assenagon Asset Management | ADD | +67.1% | $5.0M | $3.1M |
| Nisa Investment Advisors | ADD | +48.8% | $10.0K | $6.0K |
| Assetmark | DOUBLED | +205.9% | $56.0K | $45.0K |
Key Facts
- Three asset managers added to Five9 positions in Q3 2026, with net buying of $3.2M
- Assenagon Asset Management increased its stake by 67.1% ($1.9M → $5.0M)
- Assetmark doubled its position (+205.9%, $12K → $56K)
- Nisa Investment Advisors added a small position (+48.8%, $4K → $10K)
- No institutional sellers were identified in the cluster
- Total current holdings across the three buyers are $5.1M
Financial Impact
Three asset managers accumulated $3.2M in net new Five9 positions during Q3 2026, bringing total disclosed holdings to $5.1M
Risk Factors
- 13F data is 45+ days stale; positions may have been unwound
- No insider buying or larger institutional names in the cluster to confirm the thesis
Investment Themes
Documents Analyzed
This report is based on 1 institutional 13F filing from SEC EDGAR.
| Document | Accession Number |
|---|---|
| INST-CLUSTER Data (Synthetic) | inst-cluster-FIVN-2026-Q3 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 21, 2026 6d ago | Institutional Cluster | $35.10 | awaiting T+20 | — | — |
Oct 16, 2026 11d ago | SC 13G/A | $32.23 | awaiting T+20 | — | — |
Sep 9, 2026 6w ago | Insider Cluster | $30.25 $35.15 | ▲ +16.20% | ▲ +13.82% | — |
Sep 9, 2026 7w ago | Insider Cluster | $30.25 $35.15 | ▲ +16.20% | ▲ +14.07% | — |
Sep 8, 2026 7w ago | Insider Cluster | $30.37 $33.78 | ▼ −11.23% | ▼ −9.28% | — |
Aug 21, 2026 9w ago | Institutional Cluster | $32.75 $37.01 | ▲ +13.01% | ▲ +13.53% | — |
Jun 22, 2026 18w ago | 8-K | $19.06 $25.70 | ▲ +34.84% | ▲ +33.68% | — |
Jun 8, 2026 20w ago | Insider Cluster | $21.68 $24.99 | ▲ +15.24% | ▲ +13.80% | — |
Jun 8, 2026 20w ago | Insider Cluster | $21.68 $24.99 | ▲ +15.24% | ▲ +13.80% | — |
Jun 8, 2026 20w ago | Insider Cluster | $21.68 $24.99 | ▲ +15.24% | ▲ +13.80% | — |
US Market Status
Subscribe to SecBot
Get Real-Time SEC Filing Intelligence
Comprehensive SEC filing analysis delivered the moment filings hit EDGAR. Sentiment scoring, impact analysis, and actionable insights for every material event.
Create a free account Live analysis, Telegram alerts, watchlists and the MCP server for subscribers