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EFFECT ·Filed Sep 17, 2026

FDUS

FIDUS INVESTMENT Corp
NEUTRAL
Impact 4/10
Horizonweeks Processed1mo ago SEC9999999995-26-002977
IPO/offering going effective
Actionable Insight • Neutral

The effectiveness clears the way for FIDUS to price and close the N-14 transaction. Monitor for a subsequent prospectus or 8-K disclosing the final terms, exchange ratio, and expected closing date.

DirectionNeutral
Confidencemedium
Horizonweeks
Latest settled — T+20d
FDUS ▼ -0.66% at T+20d
NEUTRAL call -0.66% · α vs SPY -1.87% · entry $19.57 → $19.44
Next anchor: T+60d in 6w
Latest observation: T+26 -7.93% FF3 residual α
Entry = T+0 close
Sep 17, 2026
via day close
T+1d
-1.07%
call -1.07% · α -0.95%
$19.36
settled 6w ago
T+5d
-2.45%
call -2.45% · α -3.05%
$19.09
settled 5w ago
T+20d
-0.66%
call -0.66% · α -1.87%
$19.44
settled 12d ago
T+60d
Pending
in 6w

Price Chart

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Executive Summary

FIDUS INVESTMENT Corp's registration statement on Form N-14 (file number 333-297156) under the 1933 Act was declared effective by the SEC on September 16, 2026. This allows the company to proceed with the securities offering covered by the registration, typically a business combination or exchange offer for a closed-end fund. The effectiveness removes the final regulatory hurdle before the offering can be priced and launched.

Key Facts

  • Effectiveness date: September 16, 2026
  • SEC file number: 333-297156
  • Form type: N-14 (registration for business combination or exchange offer)
  • Filer: FIDUS INVESTMENT Corp (ticker: FDUS)
  • No offering size, pricing terms, or deal details disclosed in the filing

Financial Impact

Undisclosed — the registration covers an N-14 business combination or exchange offer; no dollar amounts or share counts provided in the filing.

dilutioncapital structure

Risk Factors

  • No financial terms disclosed — the actual offering size and exchange ratio are unknown
  • N-14 transactions can be complex and may face shareholder approval or other conditions

Documents Analyzed

This report is based on 3 SEC documents filed with EDGAR.

DocumentAccession Number
EFFECT Filing (Primary)9999999995-26-002977
Document: 9999999995-26-002977-index.html9999999995-26-002977
Document: 9999999995-26-002977.txt9999999995-26-002977
3 reports for FDUS
Performance horizon

Track record builds as more directional reports settle.

Filters
Rows
Reports for FDUS — sortable, filterable
TypeNow
Oct 26, 2026
today
8-K
NEUTRAL ★ 2/10
$18.68awaiting T+60—$18.68 (+0.00%)
Sep 17, 2026
5w ago
EFFECT
NEUTRAL ★ 4/10
$19.57awaiting T+60—$18.68 (−4.55%)
May 7, 2026
24w ago
8-K
BULLISH ★ 7/10
$19.79 $20.47▲ +3.44%▼ −1.40%$18.68 (−5.61%)
Showing 3 of 3

US Market Status

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Report published Sep 17, 2026