This filing is purely administrative and provides no trading signal. Monitor future Form 4 filings for any insider transactions that may indicate changes in conviction or liquidity needs.
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Executive Summary
James A. Lucas Jr. filed a Form 3 initial statement of beneficial ownership with the SEC, disclosing direct and indirect holdings of First Carolina Financial Services, Inc. common stock. The filing is a routine administrative requirement for new insiders and contains no transactional or material financial information.
Key Facts
- James A. Lucas Jr. filed a Form 3 initial statement of beneficial ownership.
- Directly holds 423,884 shares of common stock.
- Indirect holdings include 9,300 shares by spouse, 16,830 by James A. Lucas Sr. Testamentary Trust C-3, 51,600 by Trust C-2, 4,830 by Trust C-1, 138,906 by Springfield Development Corp, and 19,650 by The Brother's Fund, LLC.
- Certain shares are subject to restricted stock awards with vesting schedules.
- A Power of Attorney was filed authorizing Stuart Rigot and Kristen Brabble to act on behalf of the reporting owner for Section 16 filings.
Financial Impact
No financial impact; this is a disclosure of existing beneficial ownership, not a transaction.
Risk Factors
- No material risks identified from this filing.
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 3 Filing (Primary) | 0001193125-26-274603 |
| Document: 0001193125-26-274603-index-headers.html | 0001193125-26-274603 |
| Document: 0001193125-26-274603-index.html | 0001193125-26-274603 |
| Document: 0001193125-26-274603.txt | 0001193125-26-274603 |
Track record builds as more directional reports settle.
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 27, 2026 today | 8-K | $12.93 | awaiting T+20 | — | $12.97 (+0.31%) |
Sep 18, 2026 5w ago | 8-K | $12.75 $12.50 | ▼ −1.96% | ▼ −1.05% | $12.97 (+1.73%) |
Jul 30, 2026 12w ago | 8-K | $12.48 $12.69 | ▲ +1.68% | ▼ −2.28% | $12.97 (+3.93%) |
Jul 16, 2026 14w ago | 3 | $12.85 $12.73 | ▼ −0.93% | ▼ −5.38% | $12.97 (+0.93%) |
Jun 22, 2026 18w ago | 8-K | $12.69 $12.80 | ▲ +0.87% | ▼ −0.29% | $12.97 (+2.21%) |
Jun 18, 2026 18w ago | EFFECT | $12.60 $12.80 | ▲ +1.59% | ▲ +1.05% | $12.97 (+2.94%) |
Jun 17, 2026 18w ago | 3 | $12.60 $12.80 | ▲ +1.59% | ▲ +1.05% | $12.97 (+2.94%) |
Jun 17, 2026 18w ago | 3 | $12.60 $12.80 | ▲ +1.59% | ▲ +1.05% | $12.97 (+2.94%) |
Jun 11, 2026 19w ago | S-1/A | — | awaiting T+20 | — | — |
Jun 8, 2026 20w ago | S-1/A | — | awaiting T+20 | — | — |
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