This is a routine Form 3 filing with no trading activity or material news. Monitor future Form 4 filings for insider transactions that may signal conviction or concern.
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Executive Summary
Mark R. Patterson filed a Form 3 initial statement of beneficial ownership with the SEC, reporting 580,107 shares of Class A Common Stock and 0.15 Class M Units in ERock, Inc. (EROC). This is a routine insider filing required upon becoming an officer or director, with no material financial impact.
Key Facts
- Mark R. Patterson filed a Form 3 initial statement of beneficial ownership.
- Patterson reported 580,107 shares of Class A Common Stock (direct ownership, with 'D' footnote).
- Patterson reported 0.15 Class M Units in ER Holdings, which are profits interests convertible into Class B Units and then exchangeable for Class A Common Stock.
- 176,880 of the Class M Units have vested; the remainder vest in 25 equal monthly installments from June 18, 2026 to June 18, 2028.
- The filing includes a Power of Attorney appointing Ian Blakely and Davis Zapffe to handle future Section 16 filings.
- No securities were bought or sold in this filing—it is an initial ownership statement.
Financial Impact
No financial impact; this is a routine initial ownership disclosure.
Risk Factors
- No material risks identified from this filing.
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 3 Filing (Primary) | 0001193125-26-264636 |
| Document: 0001193125-26-264636-index-headers.html | 0001193125-26-264636 |
| Document: 0001193125-26-264636-index.html | 0001193125-26-264636 |
| Document: 0001193125-26-264636.txt | 0001193125-26-264636 |
Track record builds as more directional reports settle.
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Jun 10, 2026 19w ago | 424B4 | $17.92 $13.74 | ▼ −23.33% | ▼ −27.15% | $8.45 (−52.85%) |
Jun 10, 2026 19w ago | EFFECT | $18.75 $11.71 | ▼ −37.55% | ▼ −44.13% | $8.45 (−54.93%) |
Jun 9, 2026 19w ago | 3 | $18.75 $11.71 | ▼ −37.55% | ▼ −44.13% | $8.45 (−54.93%) |
Jun 9, 2026 19w ago | 3 | $18.75 $11.71 | ▼ −37.55% | ▼ −44.13% | $8.45 (−54.93%) |
Jun 9, 2026 19w ago | 3 | $18.75 $11.71 | ▼ −37.55% | ▼ −44.13% | $8.45 (−54.93%) |
Jun 9, 2026 19w ago | 3 | $18.75 $11.71 | ▼ −37.55% | ▼ −44.13% | $8.45 (−54.93%) |
Jun 9, 2026 19w ago | 3 | $18.75 $11.71 | ▼ −37.55% | ▼ −44.13% | $8.45 (−54.93%) |
Jun 5, 2026 20w ago | S-1/A | — | awaiting T+60 | — | — |
Jun 1, 2026 21w ago | S-1/A | — | awaiting T+60 | — | — |
May 26, 2026 21w ago | S-1/A | — | awaiting T+60 | — | — |
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