This is a routine initial insider ownership filing with no trading activity or corporate event. Monitor future Form 4 filings for any open-market purchases or sales by Carrington, which would provide more actionable signals.
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Executive Summary
John E. Carrington filed a Form 3 initial statement of beneficial ownership with the SEC, disclosing his holdings in ERock, Inc. (EROC) as CEO and Director. The filing is a routine administrative requirement for new insiders and contains no material financial or operational information.
Key Facts
- John E. Carrington filed a Form 3 initial statement of beneficial ownership on June 9, 2026.
- Carrington serves as Chief Executive Officer and Director of ERock, Inc.
- The filing discloses direct and indirect holdings of Class A Common Stock and Class M Units in ER Holdings.
- Direct holdings: 644,002 shares of Class A Common Stock and 11,349,822 Class M Units.
- Indirect holdings: 516,713 shares of Class A Common Stock held by a trust (spouse as trustee).
- Class M Units are profits interests convertible into Class B Units, which are exchangeable 1:1 for Class A Common Stock or cash.
- Vesting schedules: 353,828 Class M Units vested; remaining vest in 6 equal monthly installments through Nov 2026. Another 1,891,635 vested; remaining vest in 30 equal monthly installments through Nov 2028.
- The filing includes a Power of Attorney authorizing Ian Blakely and Davis Zapffe to file Section 16 reports on Carrington's behalf.
Financial Impact
No financial impact — the filing discloses existing beneficial ownership with no transaction or change in position.
Risk Factors
- No material risks identified from this filing.
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 3 Filing (Primary) | 0001193125-26-264588 |
| Document: 0001193125-26-264588-index-headers.html | 0001193125-26-264588 |
| Document: 0001193125-26-264588-index.html | 0001193125-26-264588 |
| Document: 0001193125-26-264588.txt | 0001193125-26-264588 |
Track record builds as more directional reports settle.
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Jun 10, 2026 19w ago | 424B4 | $17.92 $13.74 | ▼ −23.33% | ▼ −27.15% | $8.45 (−52.85%) |
Jun 10, 2026 19w ago | EFFECT | $18.75 $11.71 | ▼ −37.55% | ▼ −44.13% | $8.45 (−54.93%) |
Jun 9, 2026 19w ago | 3 | $18.75 $11.71 | ▼ −37.55% | ▼ −44.13% | $8.45 (−54.93%) |
Jun 9, 2026 19w ago | 3 | $18.75 $11.71 | ▼ −37.55% | ▼ −44.13% | $8.45 (−54.93%) |
Jun 9, 2026 19w ago | 3 | $18.75 $11.71 | ▼ −37.55% | ▼ −44.13% | $8.45 (−54.93%) |
Jun 9, 2026 19w ago | 3 | $18.75 $11.71 | ▼ −37.55% | ▼ −44.13% | $8.45 (−54.93%) |
Jun 9, 2026 19w ago | 3 | $18.75 $11.71 | ▼ −37.55% | ▼ −44.13% | $8.45 (−54.93%) |
Jun 5, 2026 20w ago | S-1/A | — | awaiting T+60 | — | — |
Jun 1, 2026 21w ago | S-1/A | — | awaiting T+60 | — | — |
May 26, 2026 22w ago | S-1/A | — | awaiting T+60 | — | — |
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