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8-K ·Filed Oct 9, 2026

DUOT

DUOS TECHNOLOGIES GROUP, INC.
NEUTRAL
Impact 2/10
Horizonmonths Processed17d 18h ago SEC0001079973-26-001340
8-K context-dependent: Items 5.02
Actionable Insight • Neutral

Routine C-suite hiring and compensation formalization with no business updates — no immediate trading catalyst. Monitor next quarterly earnings release for revenue and profitability trends.

DirectionNeutral
Confidencehigh
Horizonmonths
Latest settled — T+5d
DUOT ▼ -18.69% at T+5d
NEUTRAL call -18.69% · α vs SPY -17.20% · entry $6.74 → $5.48
Next anchor: T+20d in 10d
Latest observation: T+9 -2.48% FF3 residual α
Entry = T+0 close
Oct 9, 2026
via day close
T+1d
-4.90%
call -4.90% · α -4.88%
$6.41
settled 15d ago
T+5d
-18.69%
call -18.69% · α -17.20%
$5.48
settled 11d ago
T+20d
Pending
in 10d
T+60d
Pending
in 2mo

Price Chart

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Executive Summary

Duos Technologies Group formalized employment agreements with CFO Christopher DeAlmeida (effective Aug 24, 2026) and newly appointed Chief Legal Officer Matthew Polimeni (effective Sep 8, 2026). Both executives receive $350,000 base salary, 80% target bonus, and 200,000 restricted shares with three-year cliff vesting. This is a routine C-suite compensation filing with no financial data or business updates — neutral for the stock.

Key Facts

  • CFO Christopher DeAlmeida employment agreement formalized: $350,000 base salary, 80% target bonus, 200,000 restricted shares cliff-vesting Aug 31, 2029
  • Matthew Polimeni appointed Chief Legal Officer effective Sep 8, 2026 with identical compensation: $350,000 base, 80% target bonus, 200,000 restricted shares cliff-vesting Oct 1, 2029
  • Both agreements are three-year initial terms with automatic one-year renewals
  • No departures reported — both executives are new hires or recently appointed
  • No financial results, guidance, or business updates provided in the filing

Financial Impact

Annual cash compensation cost increase of $700,000 in base salaries plus up to $560,000 in target bonuses; 400,000 restricted shares granted with ~3-year cliff vesting

sg&adilution

Risk Factors

  • Potential dilution from 400,000 restricted shares vesting in 2029
  • No financial performance data in this filing to assess company trajectory

Investment Themes

Software & IT

Documents Analyzed

This report is based on 6 SEC documents filed with EDGAR.

DocumentAccession Number
8-K Filing (Primary)0001079973-26-001340
Exhibit: ex10x2.htm0001079973-26-001340
Document: duot_8k.htm0001079973-26-001340
Document: 0001079973-26-001340-index-headers.html0001079973-26-001340
Document: 0001079973-26-001340-index.html0001079973-26-001340
Document: 0001079973-26-001340.txt0001079973-26-001340
24 reports for DUOT
Performance horizon
60% Hit rate @ T+5 6 of 10 directional calls Went positive at some point 8 of 10 best @ T+60▲ +55.40%Mar 13, 2026
Filters
Rows
Reports for DUOT — sortable, filterable
TypeNow
Oct 20, 2026
6d ago
8-K
NEUTRAL ★ 3/10
$6.29awaiting T+5—$6.32 (+0.45%)
Oct 15, 2026
11d ago
Insider Cluster
BULLISH ★ 4/10
$5.40 $5.85▲ +8.33%▲ +8.76%$6.32 (+17.00%)
Oct 9, 2026
17d ago
8-K
NEUTRAL ★ 2/10
$6.74 $5.48▼ −18.69%▼ −17.20%$6.32 (−6.26%)
Oct 5, 2026
22d ago
8-K
BULLISH ★ 6/10
$9.19 $6.74▼ −26.66%▼ −27.08%$6.32 (−31.25%)
Sep 23, 2026
4w ago
Insider Cluster
BULLISH ★ 4/10
$9.55 $8.90▼ −6.81%▼ −6.39%$6.32 (−33.84%)
Aug 26, 2026
8w ago
8-K
NEUTRAL ★ 3/10
$9.94 $8.61▼ −13.34%▼ −13.22%$6.32 (−36.40%)
Aug 17, 2026
10w ago
8-K
BULLISH ★ 7/10
$11.59 $10.22▼ −11.82%▼ −11.62%$6.32 (−45.49%)
Aug 14, 2026
10w ago
Press Release
NEUTRAL ★ 1/10
$9.11 $10.32▲ +13.28%▲ +14.65%$6.32 (−30.65%)
Aug 12, 2026
10w ago
Institutional Cluster
BULLISH ★ 6/10
$9.32 $10.75▲ +15.34%▲ +15.79%$6.32 (−32.21%)
Jun 17, 2026
18w ago
8-K
BEARISH ★ 6/10
$13.15 $10.92▲ +16.96%▲ +15.29%$6.32 (+51.95%)
Showing 10 of 24

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Report published Oct 9, 2026