Monitor for any prospectus supplement that would indicate a specific offering size, pricing, and use of proceeds. The shelf provides flexibility for opportunistic capital raises or debt issuances, but no immediate dilution is expected.
Price Chart
Executive Summary
Commvault filed an automatic shelf registration statement (S-3ASR) on October 28, 2026, registering an indeterminate amount of common stock, preferred stock, depositary shares, debt securities, warrants, stock purchase contracts, and stock purchase units. The filing also includes an indenture for debt securities. No specific offering is being made at this time; registration fees are deferred under Rule 457(r). The filing follows strong Q2 FY2027 results reported the prior day, with subscription revenue up 21% YoY and a non-GAAP EPS beat of 11.3%.
Key Facts
- Filed S-3ASR on October 28, 2026, registering an indeterminate amount of securities (common, preferred, depositary shares, debt, warrants, stock purchase contracts/units).
- Registration fees are deferred under Rule 457(r); no initial offering size or pricing is specified.
- The filing includes an indenture with U.S. Bank Trust Company, National Association, for future debt securities issuances.
- Filed one day after reporting strong Q2 FY2027 results: subscription revenue $269M (+21% YoY), SaaS revenue $106M (+33% YoY), non-GAAP EPS $1.38 (beat consensus of $1.24 by 11.3%).
- Company had $897.3M in cash and cash equivalents as of September 30, 2026, per the concurrently filed 10-Q.
- Market cap is $7.0B; short interest is ~8.9% of estimated shares outstanding.
Financial Impact
No offering size disclosed; registration covers an indeterminate amount. Company has $897.3M cash and strong operating results, suggesting this is an opportunistic shelf filing rather than a distress-driven capital raise.
Risk Factors
- Potential future dilution if common stock or convertible securities are issued under the shelf.
- Debt securities issuance could increase leverage, though the company currently has low debt and strong cash position.
- No specific offering terms are disclosed, creating uncertainty about timing and size of any future issuance.
Market Snapshot
Investment Themes
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| S-3ASR Filing (Primary) | 0001169561-26-000038 |
| Exhibit: exfilingfees.htm | 0001169561-26-000038 |
| Document: a20261028-sx3asr.htm | 0001169561-26-000038 |
| Document: a20261028-exhibit251tx1.htm | 0001169561-26-000038 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 28, 2026 1d ago | S-3ASR | $171.55 | awaiting T+1 | awaiting T+1 | $171.61 (+0.03%) |
Oct 27, 2026 3d ago | 8-K | $172.55 $166.46 | ▼ −3.53% | ▼ −3.87% | $171.61 (−0.54%) |
Oct 6, 2026 23d ago | Press Release | $154.98 | awaiting T+1 | awaiting T+1 | $171.61 (+10.73%) |
Sep 24, 2026 5w ago | 8-K | $150.00 $145.54 | ▼ −2.97% | ▼ −3.52% | $171.61 (+14.41%) |
Aug 19, 2026 10w ago | Insider Cluster | $131.63 $133.81 | ▲ +1.66% | ▲ +1.25% | $171.61 (+30.37%) |
Aug 12, 2026 11w ago | Insider Cluster | $151.10 $147.09 | ▼ −2.66% | ▼ −2.46% | $171.61 (+13.57%) |
Aug 10, 2026 11w ago | Insider Cluster | $139.43 $141.74 | ▲ +1.66% | ▲ +1.41% | $171.61 (+23.08%) |
Jul 28, 2026 13w ago | 8-K | $120.02 $120.31 | ▲ +0.24% | ▲ +1.78% | $171.61 (+42.98%) |
May 21, 2026 23w ago | Insider Cluster | $107.25 $108.09 | ▲ +0.78% | ▲ +0.20% | $171.61 (+60.01%) |
May 21, 2026 23w ago | Insider Cluster | $107.25 $108.09 | ▲ +0.78% | ▲ +0.20% | $171.61 (+60.01%) |
US Market Status
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