Watch for the 10-K filing within the 15-day extension window. The anticipated significant change in operations and repeat late filing pattern suggest elevated risk of a material adverse disclosure, potential restatement, or auditor change. Monitor for any 8-K regarding auditor resignation or material weakness.
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Executive Summary
Cavitation Technologies filed a late notice (NT 10-K) for its fiscal year ended June 30, 2026, citing an inability to complete financial statements without unreasonable effort or expense. This is the second consecutive late filing (following an NT 10-Q in May 2026), indicating chronic accounting or operational problems. The company requested a 15-day extension but also flagged a potential significant change in results of operations, raising the risk of a restatement or auditor change.
Key Facts
- NT 10-K filed for period ended June 30, 2026, due September 28, 2026
- Reason: unable to complete financial statements without unreasonable effort or expense
- Repeat late filer — prior NT 10-Q filed May 14, 2026 for period ended March 31, 2026
- Company checked 'Yes' to anticipated significant change in results of operations from prior fiscal year
- Extension requested: 15 calendar days from prescribed due date
- Contact person: Naum Voloshin (President, CFO, Board member)
Financial Impact
No specific dollar amounts disclosed; company anticipates a significant change in results of operations from the prior fiscal year
Risk Factors
- Repeat late filing pattern signals chronic accounting or internal control deficiencies
- Anticipated significant change in results of operations could indicate a material deterioration in financial performance
- Risk of auditor change, restatement, or going-concern qualification in the upcoming 10-K
- Potential SEC enforcement action or delisting risk if filings continue to be delinquent
Investment Themes
Documents Analyzed
This report is based on 4 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| NT 10-K Filing (Primary) | 0001683168-26-007449 |
| Document: 0001683168-26-007449-index-headers.html | 0001683168-26-007449 |
| Document: 0001683168-26-007449-index.html | 0001683168-26-007449 |
| Document: 0001683168-26-007449.txt | 0001683168-26-007449 |
Track record builds as more directional reports settle.
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 21, 2026 6d ago | SC TO-T | $0.0400 | awaiting T+5 | — | $0.0300 (−25.00%) |
Oct 13, 2026 14d ago | 8-K | $0.0300 $0.0300 | · 0.00% | ▲ +1.15% | $0.0300 (−0.00%) |
Sep 28, 2026 29d ago | NT 10-K | $0.0400 $0.0400 | · 0.00% | ▲ +1.20% | $0.0300 (+25.00%) |
Aug 19, 2026 9w ago | 8-K | $0.0400 $0.0443 | ▲ +10.75% | ▲ +11.14% | $0.0300 (−25.00%) |
US Market Status
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