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144 ·Filed Oct 13, 2026

CDXS

CODEXIS, INC.
NEUTRAL
Impact 2/10
Horizondays Processed12d 20h ago SEC0001754937-26-000001
Form 144 — notice of proposed sale of securities
Actionable Insight • Neutral

This is a routine insider sale tied to RSU vesting, not a discretionary open-market disposition. The dollar amount is trivial. No material read-through for the stock.

DirectionNeutral
Confidencehigh
Horizondays
Latest settled — T+5d ⚠ clustered
CDXS ▲ 0.00% at T+5d
NEUTRAL call 0.00% · α vs SPY -0.45% · entry $1.29 → $1.29
Next anchor: T+20d in 15d
Latest observation: T+7 +8.97% FF3 residual α
Entry = T+0 close
Oct 13, 2026
via day close
T+1d
+5.43%
call +5.43% · α +5.14%
$1.36
settled 12d ago
T+5d
0.00%
call 0.00% · α -0.45%
$1.29
settled 6d ago
T+20d
Pending
in 15d
T+60d
Pending
in 2mo

Price Chart

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Executive Summary

Director Alison Moore filed a Form 144 notice of intent to sell 6,335 shares of Codexis common stock, valued at approximately $8,619. The shares were acquired via RSU vesting and settlement on October 12, 2026. This is a small, routine sale by a director following equity vesting, representing a minimal portion of the company's market cap.

Key Facts

  • Director Alison Moore filed a Form 144 to sell 6,335 shares of Codexis common stock.
  • The estimated aggregate value of the proposed sale is $8,619.40.
  • The shares were acquired through RSU vesting and settlement on October 12, 2026.
  • The sale is planned through Morgan Stanley Smith Barney.
  • The filing date is October 13, 2026.

Financial Impact

Proposed sale of $8,619.40 — immaterial relative to Codexis's market cap.

dilution

Risk Factors

  • Form 144 is only an intent to sell; the sale may not be executed.
  • Insider selling following equity vesting is standard practice and does not signal negative sentiment.

Investment Themes

Documents Analyzed

This report is based on 3 SEC documents filed with EDGAR.

DocumentAccession Number
144 Filing (Primary)0001754937-26-000001
Document: 0001754937-26-000001-index.html0001754937-26-000001
Document: 0001754937-26-000001.txt0001754937-26-000001
8 reports for CDXS
Performance horizon
100% Hit rate @ T+60 4 of 4 directional calls Went positive at some point 4 of 5 best @ T+60▲ +154.90%Feb 28, 2026
Filters
Rows
Reports for CDXS — sortable, filterable
TypeNow
Oct 20, 2026
5d ago
Institutional Cluster
BEARISH ★ 4/10
$1.29awaiting T+60—$1.30 (−0.78%)
Oct 13, 2026
12d ago
144
NEUTRAL ★ 2/10
$1.29awaiting T+60—$1.30 (+0.78%)
Oct 13, 2026
12d ago
144
NEUTRAL ★ 2/10
$1.29awaiting T+60—$1.30 (+0.78%)
Jul 27, 2026
12w ago
8-K
BEARISH ★ 6/10
$1.50 $1.29▲ +14.00%▲ +18.35%$1.30 (+13.33%)
Jul 24, 2026
13w ago
424B5
BEARISH ★ 6/10
$1.55 $1.32▲ +14.84%▲ +18.54%$1.30 (+16.13%)
Jul 23, 2026
13w ago
Press Release
BEARISH ★ 6/10
$1.48 $1.32▲ +10.81%▲ +14.54%$1.30 (+12.16%)
Apr 14, 2026
27w ago
8-K
NEUTRAL ★ 3/10
$2.46 $2.43▼ −1.22%▼ −9.36%$1.30 (−47.15%)
Feb 28, 2026
34w ago
Institutional Cluster
BULLISH ★ 7/10
$1.02 $2.60▲ +154.90%▲ +145.58%$1.30 (+27.45%)
Showing 8 of 8

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Report published Oct 13, 2026