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3 ·Filed Apr 3, 2026

CASIF

CASI Pharmaceuticals, Inc.
NEUTRAL
Impact 3/10
Horizondays Processed6mo ago SEC0001104659-26-039647
Form 3 — initial insider ownership statement
Actionable Insight • Neutral

No immediate trading signal; monitor for future Form 4 filings that may indicate actual option exercises or share transactions. Fully vested options could lead to future selling or exercising depending on stock price performance.

DirectionNeutral
Confidencehigh
Horizondays
Final — all horizons settled through T+60d
CASIF ▲ +71.43% at T+60d
NEUTRAL call +71.43% · α vs SPY +57.96% · entry $0.1400 → $0.2400
Entry = T+0 close
Apr 3, 2026
via day close
T+1d
+7.14%
call +7.14% · α +7.08%
$0.1500
settled 7mo ago
T+5d
+7.14%
call +7.14% · α +3.01%
$0.1500
settled 7mo ago
T+20d
0.00%
call 0.00% · α -8.98%
$0.1400
settled 6mo ago
T+60d
+71.43%
call +71.43% · α +57.96%
$0.2400
settled 4mo ago

Price Chart

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Executive Summary

Alexander Zukiwski, Global Chief Medical Officer of CASI Pharmaceuticals, filed a Form 3 disclosing ownership of stock options to purchase 146,333 ordinary shares at $1.93 per share, all of which are fully vested as of March 18, 2026. This is a routine initial filing for insider ownership and does not indicate new transactions or material changes in company fundamentals.

Key Facts

  • Reporting person: Alexander Zukiwski, Global Chief Medical Officer
  • Form 3 filed on April 3, 2026, covering ownership as of March 18, 2026
  • Options to purchase 146,333 ordinary shares at $1.93 per share
  • All options are fully vested and exercisable
  • No shares directly owned; only options reported

Financial Impact

Options cover 146,333 shares at $1.93 strike price; no immediate financial impact as no exercise or transaction occurred

insider ownershippotential future dilution

Risk Factors

  • Potential for future insider selling if stock price rises above strike price
  • Limited liquidity risk given small option size relative to typical biotech float

Market Snapshot

Exchange
Nasdaq
Sector
Pharmaceutical Preparations

Investment Themes

Documents Analyzed

This report is based on 3 SEC documents filed with EDGAR.

DocumentAccession Number
3 Filing (Primary)0001104659-26-039647
Document: 0001104659-26-039647-index.html0001104659-26-039647
Document: 0001104659-26-039647.txt0001104659-26-039647
10 reports for CASIF
Performance horizon
67% Hit rate @ T+60 2 of 3 directional calls Went positive at some point 4 of 5 best @ T+1▲ +41.67%Jun 29, 2026
Filters
Rows
Reports for CASIF — sortable, filterable
TypeNow
Sep 2, 2026
7w ago
6-K
BULLISH ★ 6/10
$0.1400awaiting T+60—$0.1000 (−28.57%)
Aug 14, 2026
10w ago
6-K
BEARISH ★ 6/10
$0.1500awaiting T+60—$0.1000 (+33.33%)
Jul 15, 2026
14w ago
6-K
BULLISH ★ 7/10
$0.1400 $0.1100▼ −21.43%▼ −24.22%$0.1000 (−28.57%)
Jun 29, 2026
17w ago
6-K
BULLISH ★ 6/10
$0.1200 $0.1300▲ +8.33%▲ +5.29%$0.1000 (−16.67%)
Jun 2, 2026
21w ago
6-K
NEUTRAL ★ 2/10
$0.1100 $0.1300▲ +18.18%▲ +17.06%$0.1000 (−9.09%)
Apr 23, 2026
26w ago
3
NEUTRAL ★ 2/10
$0.1300 $0.1700▲ +30.77%▲ +25.75%$0.1000 (−23.08%)
Apr 20, 2026
27w ago
6-K
NEUTRAL ★ 3/10
$0.1700 $0.1344▼ −20.94%▼ −27.84%$0.1000 (−41.18%)
Apr 20, 2026
27w ago
6-K
BEARISH ★ 6/10
$0.1700 $0.1250▲ +26.47%▲ +33.25%$0.1000 (+41.18%)
Apr 15, 2026
27w ago
6-K
NEUTRAL ★ 3/10
$0.1500 $0.1451▼ −3.27%▼ −11.40%$0.1000 (−33.33%)
Apr 3, 2026
29w ago
3
NEUTRAL ★ 3/10
$0.1400 $0.2400▲ +71.43%▲ +57.96%$0.1000 (−28.57%)
Showing 10 of 10

US Market Status

Market Closed — Opens Wed (< 1m)

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Report published Apr 3, 2026