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3 ·Filed Apr 23, 2026

CASIF

CASI Pharmaceuticals, Inc.
NEUTRAL
Impact 2/10
Horizonmonths Processed6mo ago SEC0001104659-26-047080
Form 3 — initial insider ownership statement
Actionable Insight • Neutral

Monitor future Form 4 filings for any exercise or disposition activity. This Form 3 is administrative and does not signal changes in insider sentiment or company fundamentals.

DirectionNeutral
Confidencehigh
Horizonmonths
Final — all horizons settled through T+60d
CASIF ▲ +30.77% at T+60d
NEUTRAL call +30.77% · α vs SPY +25.75% · entry $0.1300 → $0.1700
Entry = T+0 close
Apr 23, 2026
via day close
T+1d
0.00%
call 0.00% · α -0.78%
$0.1300
settled 6mo ago
T+5d
+7.69%
call +7.69% · α +6.21%
$0.1400
settled 6mo ago
T+20d
-15.38%
call -15.38% · α -20.02%
$0.1100
settled 5mo ago
T+60d
+30.77%
call +30.77% · α +25.75%
$0.1700
settled 3mo ago

Price Chart

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Executive Summary

Thomas Folinsbee, an officer of CASI Pharmaceuticals, filed a Form 3 disclosing ownership of stock options. The filing is routine and reflects initial reporting of existing equity awards with no new transactions or changes in beneficial ownership structure.

Key Facts

  • Form 3 filed by Thomas Folinsbee, an officer of CASI Pharmaceuticals, on April 23, 2026, with a reporting date of March 18, 2026.
  • Discloses ownership of fully vested stock options to purchase ordinary shares, with expiration dates ranging from 2033 to 2035.
  • No shares are directly owned; only options to buy shares are reported.
  • This is an initial ownership filing, not a transaction report, and does not indicate new insider activity.

Financial Impact

No immediate financial impact — options are already vested and no new grants or exercises are reported.

insider ownershipdilution

Risk Factors

  • Potential for future dilution if options are exercised, though not imminent.
  • Limited transparency due to lack of specific share count or exercise price details in the filing.

Market Snapshot

Exchange
Nasdaq
Sector
Pharmaceutical Preparations

Investment Themes

Documents Analyzed

This report is based on 3 SEC documents filed with EDGAR.

DocumentAccession Number
3 Filing (Primary)0001104659-26-047080
Document: 0001104659-26-047080-index.html0001104659-26-047080
Document: 0001104659-26-047080.txt0001104659-26-047080
10 reports for CASIF
Performance horizon
67% Hit rate @ T+60 2 of 3 directional calls Went positive at some point 4 of 5 best @ T+1▲ +41.67%Jun 29, 2026
Filters
Rows
Reports for CASIF — sortable, filterable
TypeNow
Sep 2, 2026
7w ago
6-K
BULLISH ★ 6/10
$0.1400awaiting T+60—$0.1000 (−28.57%)
Aug 14, 2026
10w ago
6-K
BEARISH ★ 6/10
$0.1500awaiting T+60—$0.1000 (+33.33%)
Jul 15, 2026
14w ago
6-K
BULLISH ★ 7/10
$0.1400 $0.1100▼ −21.43%▼ −24.22%$0.1000 (−28.57%)
Jun 29, 2026
17w ago
6-K
BULLISH ★ 6/10
$0.1200 $0.1300▲ +8.33%▲ +5.29%$0.1000 (−16.67%)
Jun 2, 2026
21w ago
6-K
NEUTRAL ★ 2/10
$0.1100 $0.1300▲ +18.18%▲ +17.06%$0.1000 (−9.09%)
Apr 23, 2026
26w ago
3
NEUTRAL ★ 2/10
$0.1300 $0.1700▲ +30.77%▲ +25.75%$0.1000 (−23.08%)
Apr 20, 2026
27w ago
6-K
NEUTRAL ★ 3/10
$0.1700 $0.1344▼ −20.94%▼ −27.84%$0.1000 (−41.18%)
Apr 20, 2026
27w ago
6-K
BEARISH ★ 6/10
$0.1700 $0.1250▲ +26.47%▲ +33.25%$0.1000 (+41.18%)
Apr 15, 2026
27w ago
6-K
NEUTRAL ★ 3/10
$0.1500 $0.1451▼ −3.27%▼ −11.40%$0.1000 (−33.33%)
Apr 3, 2026
29w ago
3
NEUTRAL ★ 3/10
$0.1400 $0.2400▲ +71.43%▲ +57.96%$0.1000 (−28.57%)
Showing 10 of 10

US Market Status

Market Closed — Opens Wed (16h 29m)

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Report published Apr 23, 2026