The CEO's sale without a 10b5-1 plan is notable, but the dollar amount is immaterial relative to BNY's market cap. Monitor for any upcoming earnings or material events that could explain the timing, but this cluster alone does not signal a change in company fundamentals.
Price Chart
Executive Summary
Two BNY insiders, including the Chairman & CEO, sold a combined $1.84M in open-market sales over two days. The CEO's sale of 9,380 shares ($1.39M) was not under a 10b5-1 plan, while the Senior EVP's sale of 3,075 shares ($454K) was under a plan. Total sales represent approximately 0.0018% of market cap, a trivial amount relative to the company's $100B valuation.
Key Financial Metrics
Key Facts
- Chairman & CEO Vince Robin A. sold 9,380 shares at $147.82 on 2026-10-27, not under a 10b5-1 plan
- Senior EVP Minaya Jose sold 3,075 shares at $147.75 on 2026-10-27, under a 10b5-1 plan
- Total open-market sales in the cluster: $1.84M
- Sales represent approximately 0.0018% of BNY's $100.1B market cap
- No insider purchases were reported in the cluster
Financial Impact
Total insider sales of $1.84M, representing 0.0018% of market cap
Risk Factors
- CEO sold without a pre-arranged 10b5-1 plan, which could indicate personal portfolio rebalancing or a view on valuation
- No insider buying to offset the selling signal
Market Snapshot
Investment Themes
Documents Analyzed
This report is based on 1 SEC document filed with EDGAR.
| Document | Accession Number |
|---|---|
| CLUSTER Data (Synthetic) | cluster-BNY-1793304957763 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 29, 2026 1d ago | Insider Cluster | $149.98 | awaiting T+5 | awaiting T+5 | $149.37 (−0.41%) |
Oct 28, 2026 2d ago | 8-K | $149.37 | awaiting T+5 | awaiting T+5 | $149.37 (−0.00%) |
Oct 26, 2026 4d ago | 144 | $147.58 | awaiting T+5 | awaiting T+5 | $149.37 (+1.21%) |
Oct 26, 2026 4d ago | Institutional Cluster | $147.18 | awaiting T+5 | awaiting T+5 | $149.37 (+1.49%) |
Oct 21, 2026 10d ago | Court Ruling | $145.32 $149.37 | ▲ +2.79% | ▲ +2.08% | $149.37 (+2.79%) |
Oct 16, 2026 14d ago | 8-K/A | $142.44 $147.18 | ▲ +3.33% | ▲ +3.47% | $149.37 (+4.87%) |
Oct 15, 2026 15d ago | Press Release | No price | awaiting T+5 | awaiting T+5 | No price |
Oct 15, 2026 15d ago | Press Release | No price | awaiting T+5 | awaiting T+5 | No price |
Oct 15, 2026 15d ago | 8-K | $142.09 $145.32 | ▲ +2.27% | ▲ +3.29% | $149.37 (+5.12%) |
Aug 20, 2026 10w ago | 8-K | $157.24 $162.24 | ▲ +3.18% | ▲ +2.07% | $149.37 (−5.01%) |
US Market Status
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