This is a routine management succession with no immediate trading catalyst. Monitor for any further executive departures or operational changes, but the internal promotion and absorption of the President role suggest continuity.
Price Chart
Executive Summary
ArrowMark Financial Corp. announced the retirement of CFO Patrick Farrell and the resignation of President Dana Staggs, effective June 30, 2026 (though the press release notes Staggs' departure effective August 2, 2026). Katherine Jones, a seven-year internal veteran, has been appointed as the new CFO and will not receive compensation from the fund. The President's duties will be absorbed by the investment team. This is a routine management transition with no financial data or red flags.
Key Facts
- CFO Patrick Farrell retired effective June 30, 2026
- Katherine Jones appointed CFO effective June 30, 2026; she will not receive compensation from the Company
- President Dana Staggs resigned effective June 30, 2026 (press release states August 2, 2026)
- Jones has been with ArrowMark since 2019 and is an internal promotion
- President's responsibilities will be assumed by multiple investment team members
Financial Impact
No financial impact disclosed; new CFO receives no compensation from the fund
Risk Factors
- Potential key-person risk if additional departures occur
- Minor discrepancy in effective date for President resignation between 8-K and press release
Market Snapshot
Documents Analyzed
This report is based on 5 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 8-K Filing (Primary) | 0000930413-26-002003 |
| Document: c116849_ex99-1.htm | 0000930413-26-002003 |
| Document: 0000930413-26-002003-index-headers.html | 0000930413-26-002003 |
| Document: 0000930413-26-002003-index.html | 0000930413-26-002003 |
| Document: 0000930413-26-002003.txt | 0000930413-26-002003 |
Track record builds as more directional reports settle.
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
Oct 20, 2026 6d ago | 8-K | $19.99 | awaiting T+60 | — | $19.68 (−1.55%) |
Oct 13, 2026 13d ago | Press Release | $20.10 | awaiting T+60 | — | $19.68 (−2.09%) |
Sep 11, 2026 6w ago | Press Release | $21.06 | awaiting T+60 | — | $19.68 (−6.55%) |
Aug 14, 2026 10w ago | Press Release | $20.73 | awaiting T+60 | — | $19.68 (−5.07%) |
Jul 14, 2026 14w ago | Press Release | $20.03 $19.73 | ▼ −1.50% | ▼ −4.03% | $19.68 (−1.75%) |
Jun 30, 2026 16w ago | 8-K | $19.60 $20.55 | ▲ +4.85% | ▲ +1.97% | $19.68 (+0.41%) |
Apr 13, 2026 28w ago | Press Release | $19.45 $20.07 | ▲ +3.18% | ▼ −5.34% | $19.68 (+1.18%) |
Mar 10, 2026 32w ago | Press Release | $19.18 $19.76 | ▲ +3.02% | ▼ −8.50% | $19.68 (+2.60%) |
US Market Status
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